Compliance Manager: SFC Rules Expert in Finance

Longbridge Singapore; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

Longbridge is seeking an experienced Compliance professional in Hong Kong to identify and mitigate regulatory risks across development initiatives and daily operations. You will stay updated on SFC rules and ensure all marketing materials meet standards.

The role involves training staff, monitoring remediation actions, and collaborating on new product developments, with a focus on high professional integrity, independence, and bilingual communication in English and Cantonese.

Qualifications

• Bachelor degree in finance, accounting, law, risk management or related disciplines.
• Minimum 5 years of relevant experience in finance/banking.
• Strong knowledge of SFC rules for Type 1, 2, 4 and 9 activities.
• Proficiency in MS Office and Chinese word processing software.
• Excellent written and spoken English and Cantonese; Putonghua required.

Responsibilities

• Identify and assess compliance risks associated with development initiatives and daily operations.
• Stay updated on new or revised regulatory rules and legal requirements for various business units.
• Review and approve marketing materials to ensure regulatory alignment.
• Monitor and track remedial actions from compliance monitoring activities.
• Deliver in-house compliance training to staff.
• Participate in new product development and ad-hoc projects.

Skills

MS Office

English proficiency

Cantonese proficiency

Putonghua proficiency

Education

Bachelor's degree in Finance, Accounting, Law, Risk Management, or related disciplines

Job description

Longbridge is seeking an experienced Compliance professional in Hong Kong to identify and mitigate regulatory risks across development initiatives and daily operations. You will stay updated on SFC rules and ensure all marketing materials meet standards.

The role involves training staff, monitoring remediation actions, and collaborating on new product developments, with a focus on high professional integrity, independence, and bilingual communication in English and Cantonese.