Global Markets Communications Surveillance Reviewer

Bank of America Corporation; Hong Kong; On-site; HKD 480,000 - 720,000; Full time

Job summary

Bank of America in Hong Kong is seeking a Compliance Surveillance Analyst to join the Global Markets Communications Review Group. You will review electronic and voice communications to detect potential violations and help ensure adherence to laws, regulations, and internal policies, supporting risk management.

The role requires Mandarin and English fluency, a Bachelor’s degree, and 2+ years in securities across Global Markets or Research.

Qualifications

• Bachelor’s Degree
• Knowledge of compliance laws, rules, regulations, risks and typologies
• 2+ years in securities industry with Global Markets and/or Research
• Fluency in Chinese (Mandarin) and English; additional languages a plus

Responsibilities

• Review electronic and voice communications to detect potential violations.
• Manage the lifecycle of surveillance escalations from identification to closure.
• Contribute to process improvements for better risk mitigation.
• Collaborate with colleagues to identify needs for new surveillances or reviews.
• Develop lexicon-based surveillances to address cross‑line risks.
• Investigate trends and uncover additional issues with critical thinking.
• Respond to inquiries from internal partners.

Skills

Mandarin & English fluency

Compliance knowledge

Verbal & written skills

Self-starter & adaptable

Interpersonal skills

Adaptable to change

Positive attitude

Detail-oriented

MS Excel

Education

Bachelor’s Degree

Job description

Bank of America in Hong Kong is seeking a Compliance Surveillance Analyst to join the Global Markets Communications Review Group. You will review electronic and voice communications to detect potential violations and help ensure adherence to laws, regulations, and internal policies, supporting risk management.

The role requires Mandarin and English fluency, a Bachelor’s degree, and 2+ years in securities across Global Markets or Research.