Compliance Advisor (Global Markets focus)

OCBC Bank (Hong Kong) Limited; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Benefits offered by this job

Competitive base salary

Holistic benefits package

Community initiatives

Industry-leading development programs

Wellbeing and growth support

Job summary

OCBC Bank (Hong Kong) Limited is seeking a seasoned Regulatory Compliance professional to support the Global Markets division. The role requires hands-on experience in compliance, policy formulation, and regulatory reporting across local and overseas subsidiaries.

The ideal candidate will possess a degree in law or finance and strong English communication skills. The position offers competitive base salary, broad benefits, and opportunities for professional development within a supportive team.

Qualifications

• Degree in law, finance, or a related field.
• Solid 6–8 years of compliance, audit, and related fields with hands-on experience.
• Knowledge on Exempted Fund Manager/ Exempted Proprietary Trading is a plus.
• Knowledge of banking products, services, and operations.
• Good interpersonal, analytical and presentation skills.
• Proficiency in both written and spoken English.

Responsibilities

• Provide compliance advice for a wide range of banking products including equities and derivatives.
• Formulate and maintain regulatory compliance policies and procedures.
• Prepare and deliver compliance training to staff.
• Disseminate latest regulatory requirements to relevant units and track implementation.
• Handle breach/incident reporting to regulators.
• Maintain oversight on local and overseas subsidiaries.
• Coordinate responses to regulatory inquiries.
• Report compliance issues to management.
• Perform surveillance and assist in control room functions.

Skills

Regulatory compliance expertise

Analytical skills

Presentation skills

English proficiency

Education

Degree in law, finance, or related field

Job description

WHO WE ARE:

As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires. Today, we’re on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organisation. But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia’s leading financial services partner for a sustainable future. We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career. Your Opportunity Starts Here.

What you do

• Provide compliance advice, review new business and products such as equities, fixed income, derivatives, currencies, rates, options, futures and swaps of Global Markets division
• Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements
• Prepare and deliver compliance training to relevant Bank’s staff
• Assist in disseminating the latest regulatory requirements to the relevant business or functional units and follow-up with the respective units on the respective implementation plan
• Handle and manage breach/incident reporting to the regulators
• Maintain oversight on local and overseas subsidiaries
• Assist in preparing and coordinating responses to regulatory inquiries
• Assist in reporting any compliance related issues to management
• Assist in performing communication surveillance and the Group in carrying out control room function
• Handle other ad-hoc tasks assigned by the Team Head and Head of Regulatory Compliance

Who you are

• A degree in law, finance, or a related field
• Solid 6-8 years of compliance, audit, and related fields with hands-on experience in compliance
• Experience working or knowledge on Exempted Fund Manager/ Exempted Proprietary Trading, wall crossing and communication surveillance is a plus
• Knowledge in banking products, services, and operations
• Good interpersonal, analytical and presentation skills
• Proficiency in both written and spoken English

What we offer:

• Competitive base salary.
• A suite of holistic, flexible benefits to suit every lifestyle.
• Community initiatives.
• Industry-leading learning and professional development opportunities.
• Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.

Let’s build the bank we need for the future we want. Find the best version of yourself in a friendly, supportive team. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career. Your Opportunity Starts Here

As the longest established Singapore bank, formed in 1932 from the merger of three local banks, we have grown from strength to strength to become a regional financial services group. With a deep history in Asia, we offer the most comprehensive coverage across ASEAN and Greater China, complemented with a presence in the leading economies of New York, London and Sydney. We are the second largest financial services group in Southeast Asia by assets with one of the world’s highest credit rating (Aa1 by Moody’s and AA- by both Fitch and S&P). We offer private banking services through our wholly-owned subsidiary, Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. Our insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia.