Compliance Generalist - Hedge Fund

Ashford Benjamin; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Ashford Benjamin is seeking a Compliance Generalist in Hong Kong to drive core, regulatory, and trade compliance controls for the APAC business. You will interpret and implement APAC regulatory changes, provide front-office trade advisory, and conduct product due diligence.

The role also covers regulatory reporting, control room oversight, and daily compliance operations including SFC licensing, PAD, and G&E, advancing APAC trade surveillance.

Qualifications

• Minimum 3 years of compliance experience within hedge funds, prop trading, investment banks or asset management.
• Solid understanding of regulatory requirements.

Responsibilities

• Interpret and implement complex APAC regulatory changes.
• Provide front-office trade advisory.
• Conduct product due diligence.
• Manage regulatory reporting.

Skills

Regulatory knowledge

APAC compliance

Trade compliance

Front-office advisory

Job description

Ashford Benjamin has engaged by multiple global hedge fund managers seeking Compliance officers to join their teams in Hong Kong.

This is a Compliance Generalist role driving the core, regulatory, and trade compliance control for the APAC business. Your day-to-day will involve interpreting and implementing complex APAC regulatory changes, providing front-office trade advisory, and conducting product due diligence. You will also manage regulatory reporting, oversee the control room, and handle daily compliance operations - including SFC/regional licensing, personal account dealing (PAD), and gifts and entertainment (G&E) - while driving broader APAC trade surveillance and compliance initiatives.

To be considered, candidates must have a minimum of 3 years of compliance experience gained within hedge funds, proprietary trading, investment banks, or asset management firms, backed by a solid understanding of regulatory requirement.