Compliance Manager/Senior Manager - Hedge Fund

Michael Page (Hong Kong); Hong Kong Island; On-site; HKD 1,200,000 - 1,800,000; Full time

Benefits offered by this job

great work culture

good benefits

attractive bonus

Job summary

Michael Page International (Hong Kong) Limited is seeking a Compliance professional to join a hedge fund with a long-term, value-driven philosophy. You will ensure compliance with the SFC, develop policies, and conduct audits to mitigate risk.

The ideal candidate has 8+ years of buyside compliance experience (hedge fund/private equity), a bachelor’s degree, and Mandarin language skills. Independent work ability and SFC onsite examination experience are preferred.

Qualifications

• 8+ years of compliance experience from buyside firm; preferably hedge fund or private equity
• Experience reading/writing Chinese and speaking Mandarin
• Experience with SFC onsite examinations
• Ability to work independently
• Knowledge of regulatory requirements in financial services
• Experience collaborating with internal/external stakeholders

Responsibilities

• Ensuring compliance with the SFC regulator
• Developing and implementing compliance policies and procedures to mitigate risks effectively
• Conducting regular compliance audits and preparing detailed reports for management
• Monitoring and assessing the effectiveness of internal controls within the banking and financial services department
• Providing training and guidance to staff on compliance-related matters
• Conduct AML/KYC checks
• Collaborating with internal and external stakeholders to address compliance issues
• Keeping up-to-date with changes in laws and regulations impacting the financial services industry
• Supporting the implementation of new compliance systems and tools

Skills

Compliance

SFC knowledge

AML/KYC

Auditing

Policy development

Mandarin Chinese

Education

Bachelor's degree

Tools

Compliance systems

Job description

• Looking for stable asset management compliance background
• great work culture and benefits

About Our Client

the client is a hedge fund and top-tier Mainland Chinese fund house that provides active investment management services to individual, corporate, and institutional clients using a long-term, value-driven philosophy.

Job Description

As a Compliance professional, your main responsibilities will include:

• Ensuring compliance with the SFC regulator
• Developing and implementing compliance policies and procedures to mitigate risks effectively.
• Conducting regular compliance audits and preparing detailed reports for management.
• Monitoring and assessing the effectiveness of internal controls within the banking and financial services department.
• Providing training and guidance to staff on compliance-related matters.
• Conduct AML/KYC checks
• Collaborating with internal and external stakeholders to address compliance issues.
• Keeping up-to-date with changes in laws and regulations impacting the financial services industry.
• Supporting the implementation of new compliance systems and tools.

The Successful Applicant

A successful Compliance professional should have:

• 8+ years of compliance experience from buyside firm; preferably from hedge fund or private equity firm
• bachelor degree
• experience working in chinese firm
• prefer is have experience with SFC onsite examinations
• must be able to work independently
• must be able to read and write chinese and speak mandarin

What's on Offer

• great work culture
• good benefits
• attractive bonus