Compliance Advisory (Swiss Private Bank) - Project Based

Michael Page International (Hong Kong) Limited; Hong Kong; On-site; HKD 350,000 - 480,000; Full time

Benefits offered by this job

Annual leave 15 days

Medical benefits

Paid sick leave

Job summary

Michael Page International (Hong Kong) Limited is seeking a Compliance Advisory professional for a project-based focus on private banking regulatory and policies. The role emphasizes monitoring, policy development, and regulatory reporting within a global compliance framework.

The successful candidate will have 2+ years in compliance within banking/financial services, fluency in English and Chinese, and strong analytical skills.

Qualifications

• Bachelor's degree in Business Administration or related field.
• Minimum 2 years in compliance regulatory and policies within banking/ financial services.
• Strong analytical, problem-solving and interpersonal skills.
• Proficiency in English and Chinese, both written and spoken.

Responsibilities

• Monitor and ensure compliance with regulatory requirements and internal policies.
• Assist in development and implementation of compliance policies and procedures.
• Conduct compliance reviews and prepare related reports.
• Support regulatory filings and regulatory inquiries (SFC S181/S182).
• Collaborate with internal teams to address compliance matters.
• Keep updated on regulatory developments in financial services.
• Identify and mitigate compliance risks and support ad hoc projects.

Skills

Compliance monitoring

Regulatory knowledge

Analytical skills

English & Chinese

Education

Bachelor's degree in Business Administration

Job description

• Good working experience in compliance advisory and monitoring area
• Knowldege in private banking/ wealth management sector

About Our Client

Our client is one of the top Swiss private bank and the department is currently looking for a Compliance Advisory (Project based) with focus in private banking regulatory and policies for global compliance division. Candidate with relevant working experience in private banking area is highly preferred.

Job Description

• Monitoring and ensuring compliance with relevant regulatory requirements and internal policies
• Assisting in the development and implementation of compliance policies and procedures.
• Conducting compliance reviews and preparing related reports.
• Providing support for regulatory filings and responding to regulatory inquiries - handle SFC S181/ S182 request
• Collaborating with internal teams to address compliance-related matters.
• Staying updated on regulatory developments within the financial services industry.
• Identifying and mitigating compliance risks.
• Supporting ad hoc compliance projects as required.

The Successful Applicant

• Bachelor's Degree holder of Business Administration or relevant discipline
• At least 2 years of working experience in compliance regulatory and policies field within banking/ Financial Services sector, preferably within private banking / wealth management sector
• Strong analytical, problem-solving and interpersonal skills
• Good speaking and writing skills in English and Chinese

What's on Offer

• international working environment
• Great exposure in bank operation/ account management field
• 15 days of AL, medical benefits, paid sick leave