AVP, Retail Risk Team, Risk Management

BOCI; Hong Kong; Vor Ort; HKD 900.000 - 1.300.000; Vollzeit

Zusammenfassung

BOCI is seeking a Senior Risk Manager to oversee risk management for our Retail and Wealth Management Securities Brokerage business in Hong Kong. You will ensure embedding of risk frameworks, policies and workflows across the franchise.

The role covers end-to-end risk management, covenant controls, and regulatory reporting, including interaction with 1st Line of Defense and internal controls, with emphasis on data analytics, LTV and concentrations. Fluent Chinese and English are required.

Qualifikationen

• Bachelor’s degree as listed, with focus on risk management, finance, economics or law.
• At least 5 years in securities brokerage, wealth management, prime/ institutional brokerage, or credit/ market risk management.
• Hong Kong experience is advantageous (2+ years).
• Strong knowledge of risk controls and workflows for institutional and retail trading businesses.
• Proficient data analytics and advanced Excel; VBA, Python or automation tools are a plus.
• Fluent in Chinese (Mandarin and Cantonese) and English.

Aufgaben

• Oversee risk management for Retail and Wealth Management Securities Brokerage, ensuring risk framework compliance.
• Review client due diligence, risk segmentation, limit governance and ongoing monitoring for Retail and HNW clients; focus on LTV, concentration, and gap risk controls.
• Manage end-to-end securities brokerage risk, including intra-day monitoring, margin calls, liquidation, escalation, and risk reporting.

Kenntnisse

Risk management

Data analytics

Bilingual: Chinese/English

Stakeholder communication

Securities brokerage knowledge

Ausbildung

Bachelor's Degree in Risk Management, Banking, Finance, Economics, Law, Business Administration or related disciplines

Tools

Excel

VBA

Python

Jobbeschreibung

• Be responsible for the Risk Management for Retail and Wealth Management Securities Brokerage Business, ensuring the risk framework, policies and workflows are consistently and effectively applied and embedded;
• Review client due diligence material, risk segmentation, limit approval/governance and ongoing monitoring for Retail and HNW clients, with enhanced focus on LTV, concentration and gap risk controls;
• Cover end-to-end securities brokerage risk management, including intra-day monitoring, margin call follow-up/collection, forced liquidation, risk escalation, and risk reporting / management updates;
• Perform risk assessment for new systems, products and service requests; Set internal control requirements, manage the new product approval workflow, and conduct post-implementation reviews/re-assessments, driving execution with 1st Line of Defense;
• Collateral Management including designation and periodic and ad-hoc/triggered review of securities margin financing rations and JM requirements;
• Handle regulatory matters, including monitoring key risk indicators required by the regulator (e.g., SFC-related risk metrics) and responding to regulatory enquiries, as well as supporting audit/review and remediation follow-ups;
• Manage Head Office / Group reporting and submissions;
• Perform other duties assigned by supervisors.

Skills & Experience

• Bachelor's Degree in Risk Management, Banking, Finance, Economics, Law, Business Administration or related disciplines;
• 5 years of relevant experience in securities brokerage, wealth management, prime brokerage, institutional brokerage, and/or credit or market risk management;
• Candidates with over 2 years of full time working experience in Hong Kong or overseas is considered as an advantage;
• Solid knowledge of risk controls and workflows for institutional trading and retail securities brokerage business;
• Strong data analytics skills; Advanced Excel required (including VBA), AI/Python and automation tools are an advantage;
• Strong bilingual communication skills in Chinese (Mandarin and Cantonese) and English.

Other Information

• Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.