AVP, Retail Risk Leadership — Securities Brokerage

BOCI; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

BOCI is seeking a Senior Risk Manager to oversee risk management for our Retail and Wealth Management Securities Brokerage business in Hong Kong. You will ensure embedding of risk frameworks, policies and workflows across the franchise.

The role covers end-to-end risk management, covenant controls, and regulatory reporting, including interaction with 1st Line of Defense and internal controls, with emphasis on data analytics, LTV and concentrations. Fluent Chinese and English are required.

Qualifications

• Bachelor’s degree as listed, with focus on risk management, finance, economics or law.
• At least 5 years in securities brokerage, wealth management, prime/ institutional brokerage, or credit/ market risk management.
• Hong Kong experience is advantageous (2+ years).
• Strong knowledge of risk controls and workflows for institutional and retail trading businesses.
• Proficient data analytics and advanced Excel; VBA, Python or automation tools are a plus.
• Fluent in Chinese (Mandarin and Cantonese) and English.

Responsibilities

• Oversee risk management for Retail and Wealth Management Securities Brokerage, ensuring risk framework compliance.
• Review client due diligence, risk segmentation, limit governance and ongoing monitoring for Retail and HNW clients; focus on LTV, concentration, and gap risk controls.
• Manage end-to-end securities brokerage risk, including intra-day monitoring, margin calls, liquidation, escalation, and risk reporting.

Skills

Risk management

Data analytics

Bilingual: Chinese/English

Stakeholder communication

Securities brokerage knowledge

Education

Bachelor's Degree in Risk Management, Banking, Finance, Economics, Law, Business Administration or related disciplines

Tools

Excel

VBA

Python

Job description

BOCI is seeking a Senior Risk Manager to oversee risk management for our Retail and Wealth Management Securities Brokerage business in Hong Kong. You will ensure embedding of risk frameworks, policies and workflows across the franchise.

The role covers end-to-end risk management, covenant controls, and regulatory reporting, including interaction with 1st Line of Defense and internal controls, with emphasis on data analytics, LTV and concentrations. Fluent Chinese and English are required.