Associate VP, Client Onboarding & Clearing Ops

China Securities (International) Finance Holding Company Limited; Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

China Securities (International) Finance Holding Company Limited is seeking an Associate - Vice President, Client Services in the Clearing and Operations Department to ensure efficient, compliant onboarding and top-quality output for our businesses.

Key duties include coordinating with Sales on client onboarding, executing CDD/KYC and AML reviews, handling regulatory checks (World Check, CRS, FATCA), supporting audit closures, and promoting a culture of compliance across the front office.

Qualifications

• Degree holder (or above) with relevant banking compliance exposure.
• Holder of SFC RA1 and RA2 licenses.
• Experience in corporate/investment banking client onboarding.

Responsibilities

• Onboard clients with sales; explain documentation.
• Perform CDD reviews and risk assessments.
• Deliver high-quality KYC/AML compliance.
• Manage AML/CFT risk assessments and reporting to stakeholders.
• Handle KYC/AML checks: World Check, CRS, FATCA.
• Ensure regulatory compliance and respond to audits.
• Escalate onboarding issues to Head of Operation.
• Promote front-office ownership of compliance.
• Attend AML/KYC seminars and provide training.
• Contribute to ad-hoc projects.

Skills

KYC/AML

Onboarding

Regulatory know-how

Interpersonal skills

Teamwork

Bilingual Eng/CN

Education

Bachelor’s degree or above

Tools

MS Office

Job description

China Securities (International) Finance Holding Company Limited is seeking an Associate - Vice President, Client Services in the Clearing and Operations Department to ensure efficient, compliant onboarding and top-quality output for our businesses.

Key duties include coordinating with Sales on client onboarding, executing CDD/KYC and AML reviews, handling regulatory checks (World Check, CRS, FATCA), supporting audit closures, and promoting a culture of compliance across the front office.