VP, KYC (Chinese Securities)

Michael Page International (HK) Ltd; Hong Kong Island; On-site; HKD 900,000 - 1,400,000; Full time

Benefits offered by this job

Competitive package

Job summary

The VP, Client On-boarding KYC/AML (Operations) will oversee end-to-end client on-boarding, ensuring compliance with KYC and AML regulations within the banking and financial services sector.

This role requires guiding and training teams, monitoring onboarding metrics, and coordinating with internal stakeholders to streamline processes and prepare regulatory documentation. Applicants with strong regulatory experience in Hong Kong will stand out.

Qualifications

• Strong knowledge of KYC and AML regulations.
• Experience with client on-boarding documentation.
• Excellent analytical and problem-solving skills.
• Strong communication and stakeholder liaison abilities.

Responsibilities

• Oversee end-to-end client on-boarding in line with KYC/AML standards.
• Ensure compliance with regulatory requirements and internal policies.
• Streamline on-boarding workflows with internal teams.
• Prepare and review client documentation for accuracy.
• Provide guidance and training on KYC/AML processes.
• Monitor on-boarding metrics and regulatory compliance performance.
• Serve as contact for regulatory audits and inquiries.
• Identify and implement process improvements to boost efficiency.

Skills

KYC compliance

AML compliance

Client on-boarding

Analytical thinking

Communication skills

Regulatory tools

Tools

Compliance software

Job description

The VP, Client On-boarding KYC/AML (Operations) will be responsible for overseeing client on-boarding processes and ensuring compliance with KYC and AML regulations within the banking and financial services sector.

Leading Chinese Securities firm.

Description

• Managing the end-to-end client on-boarding process in accordance with KYC and AML standards.


• Ensuring compliance with regulatory requirements and internal policies for banking and financial services operations.


• Collaborating with internal teams to streamline on-boarding workflows and address compliance challenges.


• Supervising the preparation and review of client documentation for accuracy and completeness.


• Providing guidance and training to team members on KYC/AML processes and updates.


• Monitoring and reporting on on-boarding metrics and regulatory compliance performance.


• Serving as the key point of contact for regulatory audits and compliance-related inquiries.


• Identifying and implementing process improvements to enhance operational efficiency.

Profile

• Strong knowledge of KYC, AML regulations and compliance practices within the banking and financial services industry.


• Proven expertise in client on-boarding processes and documentation requirements.


• Excellent analytical and problem-solving skills, with attention to detail.


• Strong communication and interpersonal skills for liaising with internal and external stakeholders.


• Proficiency in relevant compliance tools and systems.


• A proactive approach to identifying and mitigating compliance risks.


• Candidates with less experience may be considered for the Associate level.
  

Job Offer

Competitive package.