Assistant Dealing Manager, Wealth Management

CLSA; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

CLSA in Hong Kong seeks a seasoned dealer to execute trades across cash equities, overseas markets, and global futures and options. You will coordinate with sales traders and operations to ensure precise, timely trades while adhering to risk limits and regulatory requirements.

The role requires strong market knowledge, fast execution, and willingness to cover shifts and holidays. Proficiency with Bloomberg/Refinitiv/OMNet/Fidessa and excellent communication in English, Cantonese, and Mandarin

Qualifications

• Postgraduate degree in a related discipline preferred
• SFC license Type 1 & 2; familiar with local regs
• 3–5 years in derivatives pricing, margining and risk
• Strong knowledge of US equity markets and HK futures
• Experience with trading platforms: Bloomberg, Refinitiv, OMNet, Fidessa
• High numerical accuracy and attention to detail
• Strong communication with counterparties and internal teams
• Ability to work under fast-paced market conditions and shifts
• Aware of SEC, HK SFC, CFTC regulations
• Excellent English, Cantonese and Mandarin

Responsibilities

• Execute buy/sell orders for cash equities across local and overseas markets
• Manage HKEX-listed futures and options and global futures products
• Ensure trades meet regulatory requirements and client instructions
• Adhere to exchange rules and internal compliance protocols
• Monitor open positions and risk in real time; escalate breaches
• Provide execution and market coverage during holidays as assigned
• Maintain accurate trade blotters and input trades into order management systems
• Assist in settlements and reconciliations with back-office teams
• Contribute to process improvements to increase trade workflow efficiency

Skills

Market knowledge

Execution speed

Risk management

Communication

Education

Postgraduate degree in related discipline

SFC license Type 1 & 2

Tools

Bloomberg

Refinitiv

OMNet

Fidessa

Job description

Position Description

This position is responsible for trade execution across cash equities, overseas stock markets (including US), Hong Kong futures, and global futures/options. The dealer will coordinate closely with the sales trader team and operations to deliver precise and timely trades that optimize client and proprietary outcomes. This position demands strong market knowledge, fast execution capability, and strict compliance with risk limits. The ideal candidate will also require participation in shift and holiday time-off duties to ensure continuous market coverage, with schedules arranged by the team head.

Core competencies - Capable of handling orders across diverse time zones and exchanges. Rapid response to client orders without compromising integrity. Ability to interpret price movements and anticipate market reactions. Proactive monitoring of market and credit risk across products. Responsive communication with clients and sales partners under all duty schedules.

Key Areas of Responsibilities

• Execute buy/sell orders for cash equities across local and overseas markets (US, Asia, Europe)

• Manage HKEX-listed futures and options, as well as other global futures & options products trading

• Ensure all trades meet regulatory requirements, position limits, and client instructions

• Adhere to regulator exchange rules (HKEX, CME, ICE, NYSE/NASDAQ) and internal compliance protocols

• Monitor open positions and risk exposures in real-time; escalе breaches promptly

• Provide execution and market coverage during public holidays when markets remain open as assigned

• Maintain accurate trade blotters and input trades into order management systems

• Assist in resolving trade settlements and reconciliations with back-office teams

• Contribute to process improvement initiatives to increase efficiency in trade workflows

Requirements

• Postgraduate degree holder in related discipline is highly preferred

• SFC licensed person with Type 1 and 2 and familiar with local regulatory and compliance requirements

• 3-5 years relevant experience with solid understanding of derivatives pricing, margining, and risk exposure

• Strong knowledge of US equity markets, HK futures, and global futures/options products

• Proficiency in trading platforms (Bloomberg, Refinitiv, OMNet, Fidessa, or similar)

• High level of numerical accuracy and attention to detail

• Strong communication skills for interacting with counterparties and internal teams

• Ability to work under fast-paced, high-pressure market conditions and across varied shifts

• Awareness of international market regulations (SEC, HK SFC, CFTC)

• Good command of written and spoken English, Cantonese and Mandarin