AML & Compliance Risk Controls Lead

Industrial and Commercial Bank of China (Asia) Limited; Hong Kong; On-site; HKD 520,000 - 760,000; Full time

Job summary

Industrial and Commercial Bank of China (Asia) Limited is seeking an experienced Compliance & AML professional to drive risk-based monitoring and control testing across the bank and its subsidiaries. The role involves planning, executing reviews, and developing fit-for-purpose testing standards to strengthen the control framework.

You will prepare detailed reports, oversee remediation activities, and coordinate with Internal Audit and Head Office on AML examinations and audits.

Qualifications

• Must have banking experience in financial crime compliance, AML advisory, or compliance testing/audit.
• Strong knowledge of Hong Kong AML/CFT, Sanctions, and AB&C regulations; familiarity with Mainland China requirements is a plus.
• Excellent analytical and problem-solving skills with a risk-based approach to monitoring and testing.

Responsibilities

• Drive and support risk-based ongoing monitoring and control testing across the bank and subsidiaries; lead and deliver risk and control reviews from planning to development.
• Develop and maintain monitoring standards and procedures that fit business needs.
• Prepare detailed reports based on monitoring outcomes and determine follow-up actions.
• Follow up and challenge remediation activities for risk and control issues and monitor key activities within the framework.
• Liaise with Internal Audit and Head Office for AML examinations, investigations, audits and reviews; handle enquiries.
• Carry out ad hoc FCC-related projects as assigned.

Skills

Risk-based monitoring

Control testing

Remediation tracking

Stakeholder management

Regulatory liaison

Communication

Education

Degree in a related field

Job description

Industrial and Commercial Bank of China (Asia) Limited is seeking an experienced Compliance & AML professional to drive risk-based monitoring and control testing across the bank and its subsidiaries. The role involves planning, executing reviews, and developing fit-for-purpose testing standards to strengthen the control framework.

You will prepare detailed reports, oversee remediation activities, and coordinate with Internal Audit and Head Office on AML examinations and audits.