Wealth & Trading Compliance Lead

Revolut; Woking; On-site; GBP 70,000 - 110,000; Full time

Job summary

Revolut is seeking a Business Compliance Manager in the UK to advise and oversee regulatory risks across investing and trading products. The role focuses on ensuring compliance, designing controls, and supporting governance processes within a fast-moving digital finance environment.

You will work with Trading, Product, Legal and Risk teams to manage market conduct and regulatory expectations while enabling innovative product delivery.

Qualifications

• Experience in compliance, market conduct, brokerage or trading oversight.
• Knowledge of investment products and trading platforms regulations.
• Ability to challenge and guide product teams with clarity and pragmatism.
• Strong analytical and communication skills.

Responsibilities

• Review new investment/trading product launches and changes for regulatory compliance.
• Designing and enhancing controls across trading, brokerage, and wealth operations
• Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
• Supporting regulatory examinations, audits, and governance processes
• Working closely with Trading, Product, Legal, and Risk stakeholders
• Monitoring regulatory developments in investments, securities, and crypto

Skills

Compliance experience

Market conduct knowledge

Regulatory awareness

Analytical skills

Communication skills

Job description

Revolut is seeking a Business Compliance Manager in the UK to advise and oversee regulatory risks across investing and trading products. The role focuses on ensuring compliance, designing controls, and supporting governance processes within a fast-moving digital finance environment.

You will work with Trading, Product, Legal and Risk teams to manage market conduct and regulatory expectations while enabling innovative product delivery.