Wealth & Trading Compliance Manager

Revolut; England; On-site; GBP 70,000 - 120,000; Full time

Job summary

Revolut is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products. You will help enable innovation while meeting global regulatory expectations and shaping the future of finance at Revolut.

In this role you’ll review product launches for regulatory compliance, design controls across trading and wealth operations, and collaborate with Trading, Product, Legal, and Risk teams to stay ahead of regulatory changes.

Qualifications

• Experience in compliance, market conduct, brokerage, or trading oversight.
• Knowledge of investment products, trading platforms, and related regulations.
• Strong analytical and communication skills; ability to challenge and guide product teams.

Responsibilities

• Reviewing new investment/trading product launches and changes for regulatory compliance.
• Designing and enhancing controls across trading, brokerage, and wealth operations.
• Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
• Supporting regulatory examinations, audits, and governance processes.
• Working closely with Trading, Product, Legal, and Risk stakeholders.
• Monitoring regulatory developments in investments, securities, and crypto.

Skills

Compliance experience

Market conduct

Oversight of brokerage

Trading oversight

Analytical skills

Communication skills

Job description

Revolut is seeking a Business Compliance Manager to advise, challenge, and oversee compliance risks across investing and trading products. You will help enable innovation while meeting global regulatory expectations and shaping the future of finance at Revolut.

In this role you’ll review product launches for regulatory compliance, design controls across trading and wealth operations, and collaborate with Trading, Product, Legal, and Risk teams to stay ahead of regulatory changes.