VP, UK & EMEA Regulatory & Compliance – Hybrid

iCapital; Greater London; Hybrid; GBP 120,000 - 180,000; Full time

Job summary

iCapital seeks a Vice President, Regulatory & Compliance for the UK & EMEA, based in London. You will join the International Regulatory & Compliance Team to support regulatory obligations, governance, and risk across UK/EMEA operations, collaborating with senior leaders to maintain and enhance the compliance framework.

The role offers exposure to multiple regulatory regimes, private markets distribution, corporate governance, and international compliance matters within a fast-growing global

Qualifications

• 6–10 years of experience in compliance, regulatory affairs, risk management, audit, legal, operations, or compliance consulting within financial services.
• Strong understanding of FCA regulatory requirements including SMCR, Conduct Rules, financial promotions, AML/CFT, and governance obligations.
• Experience supporting regulatory reporting, promotions reviews, monitoring, risk assessment and advisory activities.
• Familiarity with UK/European regulatory requirements for regulated financial services and cross-border distribution.

Responsibilities

• Develop and enhance UK and EMEA Compliance Frameworks, policies, procedures and regulatory inventories.
• Monitor regulatory developments and advise stakeholders on UK, European, and Middle East requirements, including cross-border distribution.
• Provide guidance and reviews of financial promotions, distribution activities, conflicts of interest, AML/CFT, staff compliance, and other regulatory matters.
• Conduct risk-based assessments, monitoring/testing, and remediation of identified issues.
• Oversee and deliver compliance training and maintain training records.
• Support regulatory reporting and governance obligations, including FCA filings and board participation.
• Maintain governance records, regulatory registers and filings, and respond to regulatory inquiries, audits, examinations.

Skills

Regulatory compliance

Risk management

Stakeholder engagement

Analytical skills

Communication skills

Organizational skills

Cross-border distribution

AML/CFT

SMCR

Tools

Microsoft Office

Compliance software

Job description

iCapital seeks a Vice President, Regulatory & Compliance for the UK & EMEA, based in London. You will join the International Regulatory & Compliance Team to support regulatory obligations, governance, and risk across UK/EMEA operations, collaborating with senior leaders to maintain and enhance the compliance framework.

The role offers exposure to multiple regulatory regimes, private markets distribution, corporate governance, and international compliance matters within a fast-growing global