VP - Markets Compliance - Equities

Danos Group; Greater London; Vor Ort; GBP 120.000 - 150.000; Vollzeit

Zusammenfassung

Danos Group, a leading global banking and financial services organization, is seeking a business-facing Vice President to join its Markets Compliance Advisory team. You will act as a trusted advisor to front‑office stakeholders across Equity Derivatives, Prime Brokerage and ETD, delivering pragmatic regulatory guidance.

This is a high‑visibility role offering direct exposure to senior business leaders, a broad product remit, and the opportunity to shape compliance advisory coverage within a

Qualifikationen

• Significant experience in a Markets Compliance Advisory role.
• Strong knowledge of equity derivatives, prime brokerage and ETD.
• Familiar with UK/EU regimes MiFID II/MiFIR, MAR, EMIR and short selling.
• Ability to translate regulation into clear, actionable advice.
• Excellent written and verbal communication skills.

Aufgaben

• Advise front-office stakeholders with regulatory guidance.
• Shape advisory coverage within the Markets business.
• Translate complex regulations into concise, actionable guidance.
• Provide constructive challenge and escalate issues as needed.

Kenntnisse

Markets Compliance

Regulatory Knowledge

Stakeholder Management

Regulatory Translation

Written Communication

Ausbildung

Degree-level education

Professional qualification (ICA/CISI/Law)

Jobbeschreibung

Our client, one of the world's largest banking and financial services organisations, is seeking a business-facing Vice President to join its Markets Compliance Advisory team. The successful candidate will act as a trusted advisor to front‑office stakeholders across Equity Derivatives, Prime Brokerage and Exchange Traded Derivatives (ETD), providing pragmatic, commercially minded regulatory guidance.

This is a high‑visibility role offering direct exposure to senior business leaders, a broad and complex product remit, and the opportunity to shape compliance advisory coverage within a globally significant Markets business.

Skills and experience required

• Significant experience in a Markets Compliance Advisory role within an investment bank, broker‑dealer or similar regulated firm, or a comparable front‑office, legal or regulatory background.
• Strong product knowledge of equity derivatives (OTC and listed), prime brokerage and Exchange Traded Derivatives, including how these businesses operate day to day.
• Sound working knowledge of the UK/EU regulatory framework for Markets, particularly MiFID II/MiFIR, MAR, EMIR and short selling regulation; familiarity with US or APAC regimes is advantageous.
• A proven track record of building credible, trusted relationships with senior front‑office stakeholders.
• The ability to translate complex regulation into clear, commercial and actionable advice.
• Confidence to provide constructive challenge and elevate issues appropriately.
• Excellent written and verbal communication skills, with the ability to draft concise advice and policy documents.
• Degree‑level education or equivalent; a relevant professional qualification (e.g. ICA, CISI, or a legal qualification) is beneficial.