Vice President, Compliance & Control - Pershing & Markets

BNY; Manchester; On-site; GBP 120,000 - 180,000; Full time

Benefits offered by this job

Competitive compensation

Excellent benefits

Job summary

BNY seeks a Vice President, Compliance Officer to lead regulatory change oversight for Pershing Securities Ltd and Markets, reporting to the Pershing and Markets Compliance team in Manchester, UK.

You will work with Regulatory Change, Legal and business stakeholders to implement regulatory developments, manage horizon scanning, and prepare updates for senior management across EMEA.

Qualifications

• Experience in financial services regulatory environments (FCA, MiFID, COBS, SYSC, CASS, MAR, SMCR).
• Knowledge of wealth management, custody, clearing and capital markets regulatory implications.
• Ability to interpret evolving UK/European regulations and their business impact.
• Experience in global organisations with multi-jurisdictional stakeholders.
• Ability to provide practical compliance guidance to varied audiences.
• Familiarity with emerging technologies, including AI, in compliance.

Responsibilities

• Lead regulatory change oversight for UK, EU, Irish and Jersey developments and assess business impact.
• Maintain regulatory publications log; coordinate impact assessments and document analyses.
• Collaborate with Regulatory Change, Legal and business stakeholders to implement developments and actions.
• Manage horizon scanning and governance frameworks with control documentation and SOPs.
• Prepare compliance risk information for senior management and governance forums.
• Provide compliance advisory support across EMEA on cross-border regulatory matters.

Skills

Regulatory compliance

FCA/MiFID knowledge

Regulatory change management

Stakeholder influence

Cross-border regulatory experience

AI awareness in compliance

Education

Bachelor's degree in a relevant field

Professional qualification (FCA/ACCA/CIoD)

Job description

Job Description

We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.

• Lead regulatory change oversight for Pershing Securities Ltd and the Markets business, monitoring new UK, EU, Irish and Jersey regulatory developments and assessing business impact.
• Maintain the regulatory publications log, coordinating impact assessments, tracking outcomes, and ensuring regulatory analysis is documented and accessible.
• Partner with Regulatory Change, Legal, Compliance and business stakeholders to implement regulatory developments and ensure timely delivery of associated actions.
• Manage horizon scanning and regulatory change governance frameworks, including control documentation, reporting and standard operating procedures.
• Prepare compliance risk management information and updates for senior management, governance committees and regulatory forums.
• Provide compliance advisory support across EMEA, working on regulatory change initiatives, compliance projects and cross-border regulatory matters.

To be successful in this role, we’re seeking the following:

• Compliance experience within financial services, with strong knowledge of FCA regulatory requirements including COBS, SYSC, CASS, MAR, SMCR, MiFID and related frameworks.
• Strong understanding of regulatory change management and the impact of evolving UK and European regulation on wealth management, custody, clearing and capital markets businesses.
• Experience operating within a global organisation, partnering with stakeholders across multiple jurisdictions and regulatory environments.
• Proven ability to influence stakeholders, provide practical compliance guidance and communicate effectively with audiences ranging from business teams to senior governance committees.
• Knowledge of compliance risk management frameworks, regulatory projects, horizon scanning activities and compliance monitoring processes.
• Degree qualified and/or holding relevant professional qualifications, with familiarity of emerging technologies, including AI, and their application within compliance functions.

About Us

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what is all about. Join us and be part of something extraordinary.

About The Team

At BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom & BNY LinkedIn

Here’s a Few Of Our Recent Awards

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits And Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.