Vice President, Compliance & Control - Regulatory Change - Pershing & Markets

BNY; Manchester; On-site; GBP 120,000 - 190,000; Full time

Job summary

BNY is seeking a Vice President, Compliance Officer to join the Pershing and Markets Compliance team in Manchester, UK. You will lead regulatory change oversight, maintain governance, and advise on complex regulatory matters across EMEA, partnering with stakeholders to prioritise implementation and reporting.

You will possess extensive FCA knowledge, UK regulatory understanding, and experience with major frameworks (COBS, SYSC, SMCR, DISP, MiFID, COLL, CASS, MAR).

Qualifications

• Compliance experience within financial services, with strong knowledge of FCA regulations relating to custody, client assets, clearing and settlement activities.
• Strong understanding of UK regulatory developments, including experience analysing consultation papers, policy statements and regulatory thematic reviews.
• Working knowledge of key regulatory frameworks including COBS, SYSC, SMCR, DISP, MiFID, COLL, CASS and MAR, with Irish and Jersey regulatory knowledge desirable.
• Proven ability to provide practical compliance advice, influence stakeholders and communicate effectively with a range of audiences.
• Experience working within a global organisation and collaborating across business, compliance and regulatory functions in multiple jurisdictions.
• Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.

Responsibilities

• Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
• Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
• Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
• Act as a key liaison between Pershing/Markets EMEA and BNY's EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
• Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.
• Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.

Job description

Job Description

We're seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.

Job Description

We're seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.

In this role, you'll make an impact in the following ways:

• Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
• Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
• Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
• Act as a key liaison between Pershing/Markets EMEA and BNY's EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
• Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.
• Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.

To be successful in this role, we're seeking the following:

• Compliance experience within financial services, with strong knowledge of FCA regulations relating to custody, client assets, clearing and settlement activities.
• Strong understanding of UK regulatory developments, including experience analysing consultation papers, policy statements and regulatory thematic reviews.
• Working knowledge of key regulatory frameworks including COBS, SYSC, SMCR, DISP, MiFID, COLL, CASS and MAR, with Irish and Jersey regulatory knowledge desirable.
• Proven ability to provide practical compliance advice, influence stakeholders and communicate effectively with a range of audiences.
• Experience working within a global organisation and collaborating across business, compliance and regulatory functions in multiple jurisdictions.
• Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.

About Us

At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what is all about. Join us and be part of something extraordinary.

About The Team

At BNY, our culture speaks for itself, check out the latest BNY news at: BNY Newsroom & BNY LinkedIn

Here's a Few Of Our Recent Awards

• America's Most Innovative Companies, Fortune, 2025
• World's Most Admired Companies, Fortune 2025
• "Most Just Companies", Just Capital and CNBC, 2025

Our Benefits And Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.