UK Compliance Advisory Lead – Investments & Alternatives

BNP Paribas Asset Management; Greater London; On-site; GBP 90,000 - 120,000; Full time

Job summary

BNP Paribas Asset Management in London seeks a Compliance Manager, Compliance Advisory to act as the UK Compliance Advisory specialist within regulated entities, focusing on Alternatives and Prime platforms.

You will identify regulatory changes, provide timely advice and training, maintain the conflicts register, participate in governance committees, and support the Senior Compliance Advisory Manager in day-to-day activities.

Qualifications

• Thorough understanding of Investment Management servicing both institutional and retail clients with a focus on alternative investments.
• Technical regulatory expertise, especially in private markets regulation.
• Ability to build relationships with senior stakeholders.
• Willingness to challenge the business when required.

Responsibilities

• Identify regulatory changes impacting each expertise and communicate them to the business.
• Provide timely advice and training to UK regulated entities to ensure adherence to policies.
• Maintain conflicts of interest register and assess conflicts for new activities.
• Represent compliance on projects and review new business initiatives.
• Attend and input into governance committees and investment committees.

Skills

Regulatory knowledge

Stakeholder management

Communication skills

Problem solving

Asset management experience

Education

Professional qualification

Job description

BNP Paribas Asset Management in London seeks a Compliance Manager, Compliance Advisory to act as the UK Compliance Advisory specialist within regulated entities, focusing on Alternatives and Prime platforms.

You will identify regulatory changes, provide timely advice and training, maintain the conflicts register, participate in governance committees, and support the Senior Compliance Advisory Manager in day-to-day activities.