Compliance Associate - Alternative Investment Management

Page Personnel; Greater London; Vor Ort; GBP 60.000 - 90.000; Vollzeit

Zusammenfassung

Page Personnel is recruiting a Compliance Associate to join the London-based Asset Management team. In this permanent, full-time role you will support the Compliance Monitoring Programme, including testing and remediation, review conflicts of interest, assist with KYC and sanctions screening, and provide regulatory guidance to the wider business.

You will participate in the development and review of compliance policies and procedures, stay updated on regulatory developments, and collaborate with

Qualifikationen

• 3–5 years' compliance experience in an AIFM environment.
• Strong knowledge of AIFMD; MiFID II, UCITS beneficial.
• Proactive, organised and able to own your work.
• Excellent communication, analytical and research skills.

Aufgaben

• Support the Compliance Monitoring Programme, including testing and remediation.
• Review and manage conflicts of interest and day-to-day compliance requests.
• Assist with KYC, identification and sanctions screening.
• Provide regulatory guidance to the wider business.
• Support development and review of compliance policies and procedures.
• Keep up to date with regulatory developments and support change projects.
• Build relationships with key internal and external stakeholders.

Kenntnisse

Compliance experience

AIFMD knowledge

MiFID II knowledge

UCITS knowledge

SMCR knowledge

Regulatory guidance

Communication skills

Jobbeschreibung

• Compliance Associate - Asset Management, Permanent, Full-time
• A leading alternative investment manager

About Our Client

A growing alternative investment manager with a strong focus on long-term investment and a collaborative working environment.

Job Description

• Support the Compliance Monitoring Programme, including testing and remediation of identified issues.
• Review and manage conflicts of interest and day-to-day compliance requests.
• Assist with KYC, identification and sanctions screening.
• Provide regulatory guidance to the wider business.
• Support the development and review of compliance policies and procedures.
• Keep up to date with regulatory developments and support regulatory change projects.
• Build relationships with key internal and external stakeholders

The Successful Applicant

A successful Compliance Associate should have:

• Have 3-5 years' compliance experience within an AIFM environment.
• Have strong knowledge of AIFMD, with exposure to MiFID II, UCITS and SMCR beneficial.
• Be proactive, organised and confident taking ownership of their work.
• Have strong communication, analytical and research skills.
• Be comfortable working in a fast-paced environment and managing multiple priorities

What's on Offer

• Permanent, full-time position based in London.
• Broad exposure across compliance monitoring, regulatory change and advisory work.
• Opportunity to develop your career within alternative asset management.
• A varied, hands-on role with the opportunity to take ownership and add value.

Compliance Associate - Alternative Investment Management London, England