Trading Compliance Analyst – Growth & Tech Focus

Maven Securities; Greater London; Vor Ort; GBP 50.000 - 70.000; Vollzeit

Benefits dieser Stelle

Tech-driven environment

Startup culture

Friendly culture

Global opportunities

Zusammenfassung

Maven Securities is seeking a Compliance Analyst in London to support a comprehensive compliance program across its trading activities. The role spans regulatory monitoring, policy implementation and employee trading oversight, within a fast-paced proprietary trading environment.

The successful candidate will contribute to internal reporting, information barriers, and regulatory filings, with training provided to accelerate success and growth within the team.

Qualifikationen

• 2–3 years' experience in a relevant legal or compliance role.
• Strong attention to detail and excellent organisational skills.
• Effective communication and a collaborative approach.
• Eagerness to learn; full training on compliance procedures provided.
• Proficiency in Excel, SQL, Python; exposure to AI for info gathering and automation.

Aufgaben

• Support review and update of compliance policies and training materials.
• Assist with internal reporting, including quarterly compliance reports and disclosures.
• Support operational compliance and information barriers across trading units.
• Assist ongoing monitoring of prudential obligations and regulatory reporting.

Kenntnisse

Attention to detail

Organisational skills

Communication skills

Collaborative approach

Eagerness to learn

Tools

Excel

SQL

Python

AI

Jobbeschreibung

Maven Securities is seeking a Compliance Analyst in London to support a comprehensive compliance program across its trading activities. The role spans regulatory monitoring, policy implementation and employee trading oversight, within a fast-paced proprietary trading environment.

The successful candidate will contribute to internal reporting, information barriers, and regulatory filings, with training provided to accelerate success and growth within the team.