Compliance Analyst: Trading Firm, Growth & AI-Driven Ops

Maven; Greater London; On-site; GBP 45,000 - 65,000; Full time

Benefits offered by this job

Discretionary annual bonus

Private healthcare

On-site gym and wellness facilities

Fully catered meals

Job summary

Maven, a leading proprietary trading firm in London, seeks a Compliance Analyst to support its regulatory framework and internal policy requirements across trading activities. You will contribute to policy maintenance, reporting, and monitoring while gaining exposure to electronic options market making and multi-strategy trading.

The role offers comprehensive training, exposure to UK/EU/US regulatory regimes, and opportunities to work closely with trading units in a fast-paced environment.

Qualifications

• Minimum 2-3 years’ experience in a relevant legal or compliance role
• Strong attention to detail and the ability to manage multiple tasks under tight deadlines
• Effective communication and collaborative approach
• Willing to learn with full training on compliance procedures
• Technical: Excel, SQL, Python; AI usage for information gathering and efficiency

Responsibilities

• Support review and update of compliance policies and training materials
• Coordinate internal compliance reports and quarterly disclosures
• Maintain wall-crossing, watch lists, and information barrier processes
• Assist ongoing monitoring of prudential obligations and regulatory reporting
• Prepare and validate filings under UK, EU, US and other regimes
• Respond to regulator requests and due diligence inquiries

Skills

Attention to detail

Organizational skills

Communication

Team collaboration

Willingness to learn

Tools

Excel

SQL

Python

Job description

Maven, a leading proprietary trading firm in London, seeks a Compliance Analyst to support its regulatory framework and internal policy requirements across trading activities. You will contribute to policy maintenance, reporting, and monitoring while gaining exposure to electronic options market making and multi-strategy trading.

The role offers comprehensive training, exposure to UK/EU/US regulatory regimes, and opportunities to work closely with trading units in a fast-paced environment.