Senior Compliance Associate: Trade Monitoring & Risk

dnevo Partners; England; Vor Ort; GBP 60.000 - 90.000; Vollzeit

Zusammenfassung

A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. The ideal candidate will have at least 3 years of experience handling compliance issues, preferably in algorithmic trading, and familiarity with Market Abuse Regulation (MAR). Immediate availability is preferred.

Qualifikationen

• Minimum 3 years’ experience in handling compliance matters, experience with algorithmic trading is preferred.
• Good exposure to MAR (Market Abuse) is essential.
• Familiarity with Bloomberg useful.

Aufgaben

• Monitor trades for compliance with local regulations.
• Perform pre‑trade and post trade compliance monitoring to ensure adherence to guidelines.
• Support the broader Risk and Compliance Team with ad‑hoc tasks.

Kenntnisse

Compliance monitoring

Algorithmic trading

Market Abuse Regulation (MAR)

Familiarity with Bloomberg

Jobbeschreibung

A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. The ideal candidate will have at least 3 years of experience handling compliance issues, preferably in algorithmic trading, and familiarity with Market Abuse Regulation (MAR). Immediate availability is preferred.