Surveillance & Compliance Analyst: Level 1 Alerts

TP ICAP Group Services Ltd; Belfast City; On-site; GBP 40,000 - 60,000; Full time

Job summary

TP ICAP Group Services Ltd in Belfast is seeking a Compliance professional to manage the assessment of alerts from surveillance systems across global trading activities. The role includes conducting market abuse investigations and ensuring compliance with regulations.

The ideal candidate will have a solid background in financial services, strong communication skills, and the ability to mentor junior staff. This position requires expertise in E-communication alert handling and a keen understanding of relevant Exchange rules.

Qualifications

• Practical experience in monitoring/surveillance within financial services.
• Ability to conduct market abuse investigations and liaise with stakeholders.
• Experience mentoring junior staff.

Responsibilities

• Conduct assessments of alerts from trade/order and communications surveillance systems.
• Perform QA of Trade/Order alerts handled by Analysts.
• Ensure compliance with relevant Exchange rules.

Skills

SME knowledge of E-communication alert handling

Knowledge of financial products in Commodities/Interest Rates/Fixed Income/Equities

Excellent communication and interpersonal skills

Proven experience in market abuse investigations

Skilled in Microsoft applications (Word, Excel, etc.)

Tools

Global Relay/Scila alerting tools

Job description

TP ICAP Group Services Ltd in Belfast is seeking a Compliance professional to manage the assessment of alerts from surveillance systems across global trading activities. The role includes conducting market abuse investigations and ensuring compliance with regulations.

The ideal candidate will have a solid background in financial services, strong communication skills, and the ability to mentor junior staff. This position requires expertise in E-communication alert handling and a keen understanding of relevant Exchange rules.