Senior Risk & Compliance Analyst

Maven Capital Partners

Glasgow

On-site

GBP 60,000 - 90,000

Full time

14 days+

Get more replies from employers

Send a job-specific resume in minutes.

Benefits offered by this job

Competitive Salary

Discretionary Bonus Scheme

Group Pension (10% employer contribution)

Life Assurance (7 x Salary)

Private Medical Health

Company Sick Pay

Enhanced Maternity and Paternity Pay

Company paid training

Cycle to work scheme

Retail discounts

Job summary

A leading financial services firm based in Glasgow is seeking a Senior Risk & Compliance Analyst. This role involves managing stakeholder relationships and supporting compliance monitoring while ensuring adherence to UK regulations. Candidates should have at least 5 years of experience in risk management or compliance within the financial services industry. A competitive salary and generous benefits package are offered, including a company pension and private healthcare.

Qualifications

Minimum of 5 years’ experience in a risk management and/or compliance role.
Knowledge of UK regulations, especially AIFMD.
Compliance or relevant industry qualifications desirable.
Excellent analytical and communication skills.
Ability to work independently and in a team.
CISI Investment Operations Certificate desirable.

Responsibilities

Build and manage stakeholder relationships within the Maven group.
Support delivery of the compliance monitoring programme.
Maintain and develop risk registers and dashboards.
Contribute at quarterly Risk Committee meetings.
Provide risk and compliance information for due diligence.
Stay informed about regulatory changes to ensure FCA compliance.
Input monthly management accounts and budget information into internal reporting systems.

Skills

Risk management experience

Compliance knowledge

Strong communication skills

Critical analysis skills

Ability to work independently

Analytical thinking

Teamwork

Education

Degree level education or equivalent experience

CISI Investment Operations Certificate (desirable)

Tools

Risk management software

Job description

Position: Senior Risk & Compliance Analyst
Based: Glasgow
Salary: Competitive
Benefits: Generous benefits package including employer pension contribution and private healthcare cover

Maven is seeking a dedicated Senior Risk & Compliance Analyst to join our team in Glasgow. The successful candidate will be an integral part of the Risk and Compliance team, providing regulatory support and advice across all areas of the business. This role may also suit those looking for a part time role.

WHO WE ARE?

Maven Capital Partners (a subsidiary of Mattioli Woods) is a leading loan, Venture Capital Trust (VCT), Private Equity and Property Fund Manager. Maven is one of the UK’s most active private equity managers, backing ambitious businesses of all sizes across a range of sectors and providing those businesses with the essential capital and expertise they require to unlock potential and accelerate growth. In 2024 Mattioli Woods was acquired by Pollen Street Capital and delisted from AIM.

The role & responsibilities

Responsibilities may include, but are not limited to:

Build and manage key stakeholder relationships within the Maven group, establishing a good working rapport and effective buy-in of risk management.
Support the Risk and Compliance team with the delivery of the compliance monitoring programme.
Maintain and develop Maven and third party risk registers and dashboards.
Attend and actively contribute at quarterly Risk Committee meetings.
Support the Risk and Compliance team in overseeing and maintaining good working relationships with key third parties.
Assist with providing risk and compliance advice and training.
Provide risk and compliance information for third parties conducting due diligence on Maven (investors, advisors, industry commentators).
Stay informed about emerging risks and regulatory changes to support the business in ensuring compliance with FCA rules and managing risks effectively.
Input monthly management account and budget information into internal reporting systems

What you need to succeed

Minimum of 5 years’ experience in a risk management and/or compliance role within the financial services industry, with operational resilience oversight experience preferred but not essential.
Knowledge and experience of UK regulations, in particular AIFMD.
Familiarity with risk management or other software systems would be beneficial but not essential.
Educated to degree level or equivalent industry experience.
Strong critical analysis skills.
Strong communication and presentation skills.
Ability to work independently as well as part of a team.
Compliance or relevant industry qualifications (such as CISI Investment Operations Certificate) desirable but not essential.

The benefits of choosing Maven

Your benefits package includes the following: