Senior Processing & Compliance Lead

FNZ; Leicester; On-site; GBP 45,000 - 65,000; Full time

Job summary

FNZ in the United Kingdom is seeking a Senior Officer to lead day-to-day processing for a designated operations team, delivering accurate, compliant services to Corporate and Retail clients. You will drive risk, change delivery, and reporting, collaborating with global stakeholders to meet KPIs and regulatory standards.

The role requires strong operations experience in financial services, a finance or business degree, and knowledge of UK regulatory frameworks. Based in Leicester.

Qualifications

• Degree in finance, business, or a numerate discipline.
• Strong operations experience in wealth management or platform services.
• Knowledge of UK financial regulations (CASS, COBS, COLL, SYSC Sourcebook; HMRC/tax) is advantageous.
• Experience with change management and process improvement.
• Ability to manage client service delivery with risk awareness and regulatory compliance.

Responsibilities

• Oversee day-to-day processing and risk controls within the team.
• Support delivery of change programs and regulatory compliance.
• Ensure service levels align with client KPIs and reporting requirements.

Skills

Operations experience

Regulatory knowledge

Change management

Client services

Risk management

UK regulation awareness

Education

Bachelor's degree in finance or business

Job description

FNZ in the United Kingdom is seeking a Senior Officer to lead day-to-day processing for a designated operations team, delivering accurate, compliant services to Corporate and Retail clients. You will drive risk, change delivery, and reporting, collaborating with global stakeholders to meet KPIs and regulatory standards.

The role requires strong operations experience in financial services, a finance or business degree, and knowledge of UK regulatory frameworks. Based in Leicester.