Senior Investment Compliance Analyst

Bruin; Greater London; On-site; USD 67,186 - 120,934; Full time

Job summary

An established industry player is seeking a Senior Investment Compliance Analyst to enhance their compliance team. In this pivotal role, you will interpret and implement investment rules, ensuring adherence to regulations while acting as a subject matter expert. Your expertise in investment restrictions and monitoring systems will be crucial in providing consultancy and support for operational needs. This position offers a dynamic environment where your contributions will directly impact compliance strategies in the financial services sector. If you have a passion for compliance and a strong background in investment management, this opportunity is tailored for you.

Qualifications

• Proven experience in an Investment Compliance role with pre and post trade experience.
• Proficient in using monitoring systems like Aladdin.

Responsibilities

• Interpreting and implementing investment rules and guidelines.
• Providing consultancy on rule coding to support operational needs.

Skills

Investment Compliance

Rule Coding

AIFMD Knowledge

UCITS Knowledge

Tools

Aladdin

Job description

Our client, a leading London based asset manager, are looking to bring onboard an experienced Senior Investment Compliance Analyst to join the team.

This role focuses on interpreting, implementing, and monitoring investment rules and guidelines while serving as a subject matter expert on investment restrictions, regulations, and fund documentation. The successful candidate will also provide consultancy on rule coding to support operational needs.

Requirements:

• Proven experience in an Investment Compliance role (pre and post trade experience)
• Proficient with Aladdin, or similar monitoring systems
• Good working knowledge of AIFMD & UCIT's

Seniority level

Associate

Employment type

Full-time

Job function

Other

Industries

Financial Services and Investment Management