Investment Compliance Lead — Coding & Aladdin

Jupiter Asset Mgmt; Greater London; Hybrid; GBP 70,000 - 100,000; Full time

Job summary

Jupiter Asset Mgmt in London invites a skilled Investment Compliance professional to join the Compliance team. You will contribute to client onboarding governance, coding guidelines, and daily monitoring across regulated portfolios, ensuring adherence to UCITS/NURS and AIFMD rules.

Working closely with Front Office, Legal and Risk teams, you will review IMA documentation, code guidelines in Aladdin, and manage breaches to resolution while keeping precise records and staying ahead of regulatory

Qualifications

• Strong experience in Asset Management.
• Working knowledge of all asset classes.
• Experience within guideline monitoring and coding.
• In-depth knowledge of UCITS/NURS AIFMD Regulations applicable to Investment Management activities.
• Experience in UK Authorised Funds, Irish ICVCs and Luxembourg SICAVs.
• Aladdin experience essential.

Responsibilities

• Key stakeholder in client onboarding investment restrictions and amendments.
• Reviewing draft IMA documentation to identify codable guidelines.
• Code, assign, test and approve guidelines in the monitoring system (Aladdin) with accuracy.
• Daily pre- and post-trade compliance monitoring across regulated and segregated portfolios.
• Managing compliance breaches efficiently to closure, ensuring accurate maintenance of records to support submissions and queries raised by internal and external stakeholders.
• Maintaining a good relationship with Front Office and the wider business.
• Consulting with front office on appropriate investment compliance and operational considerations impacting asset allocation, concentration and risk management.
• Overseeing and advising on adherence to application regulations including UCITS and NURS requirements.
• Collaborating with Fund Managers, Dealers, Legal Team, Client RMs and the wider Risk and Compliance function to successfully manage identified risks, breaches and enhance mitigating controls.
• Keeping abreast of regulatory developments and assessing any impact on Investment Management activities.
• Assisting the wider Compliance team where appropriate.

Skills

Aladdin

Asset management

UCITS/NURS/AIFMD

Coding guidelines

Stakeholder management

Regulatory compliance

Job description

Jupiter Asset Mgmt in London invites a skilled Investment Compliance professional to join the Compliance team. You will contribute to client onboarding governance, coding guidelines, and daily monitoring across regulated portfolios, ensuring adherence to UCITS/NURS and AIFMD rules.

Working closely with Front Office, Legal and Risk teams, you will review IMA documentation, code guidelines in Aladdin, and manage breaches to resolution while keeping precise records and staying ahead of regulatory