Senior Compliance Operations Manager | Leading Investment Manager

ZipRecruiter; London; On-site; GBP 70,000 - 100,000; Full time

Job summary

Une entreprise de gestion d'investissements en forte croissance recrute un Compliance Operations. Ce rôle stratégique implique la gestion de la conformité réglementaire, la supervision des systèmes et un impact significatif dans toute l'organisation. Le candidat idéal doit avoir une solide expérience en conformité et une capacité à travailler dans un environnement dynamique.

Qualifications

• Au moins 5 ans d'expérience dans une équipe de compliance/reg operations.
• Intérêt pour l'IT/technologie souhaité.
• Capacité à gérer plusieurs projets dans un environnement dynamique.

Responsibilities

• Diriger des projets d'amélioration des systèmes de conformité.
• Surveiller les processus de reporting réglementaire et transactionnel.
• Soutenir les initiatives de conformité plus larges.

Skills

Regulatory knowledge

Analytical skills

Strong Excel skills

Communication skills

Interpersonal skills

Education

Bachelor's degree (B.A.)

Tools

Cappitech

c3

FundApps

Broadridge

Job description

Job Description

We are partnering with an exceptional investment manager currently in an exciting phase of growth to hire for a newly created Compliance Operations position.

Based in London, this role will sit within the Compliance team and take end-to-end ownership of regulatory, trade, and transaction reporting, as well as play a key role in the design and oversight of systems and controls that support these functions.

Key responsibilities include:

• Leading and delivering projects focused on compliance and operational systems enhancements
• Overseeing regulatory and transaction reporting processes (including AIFMD, MiFID, EMIR, SFTR, CSDR)
• Supporting broader compliance initiatives, including trade surveillance and other adjacent areas

This is a rare opportunity to shape a newly created role with a global remit, offering real impact and visibility across the business.

The ideal candidate will combine strong regulatory knowledge with a deep understanding of financial products and markets, and be comfortable operating in a fast-paced, high-growth environment.

Skills and qualifications

• Bachelor’s degree (B.A.)
• A least 5 years’ experience in a buy-side compliance / reg operations team. Experience at an asset manager, hedge fund, or other comparable firm is a plus.
• Ops and/or IT/technology interest and/or skillset
• Strong Excel skills
• Experience with Cappitech, c3, FundApps, Broadridge,
• Management Information reporting interest
• Strong comprehension, analytical and decision-making skills with sound judgment.
• Strong interpersonal, collaborative and teamwork skills.
• Results oriented with an ability to manage multiple projects in a fast-paced, deadline focused environment and to deliver in a timely manner with the flexibility to adapt to changing circumstances.
• Ability to efficiently and effectively solve problems, including by designing, implementing and maintaining organizational solutions for large bodies of data, text and documentation.
• Excellent communication skills (both verbal and written), including ability to raise and communicate complex issues accurately and succinctly to personnel at all levels.