Senior Compliance Officer, Funds

JR United Kingdom; Worcester; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading alternative funds platform is seeking a Senior Compliance Officer to join their compliance team in Worcester. This role offers a unique opportunity to grow into a leadership position while managing comprehensive compliance duties, and candidates with knowledge of UCITS and private markets funds are particularly encouraged to apply.

Qualifications

• Experience in a compliance role preferably within fund environments.
• Understanding of regulatory frameworks surrounding financial services.
• Ability to collaborate with external managers.

Responsibilities

• Manage compliance across all facets of the fund's operations.
• Support the Chief Compliance Officer in regulatory compliance efforts.
• Work closely with external managers on compliance-related matters.

Skills

Compliance knowledge

Understanding of UCITS

Experience with private markets

Knowledge of alternative funds

Strong communication skills

Education

Relevant degree or qualification in finance or law

Job description

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Senior Compliance Officer, Funds, Worcester

Client: Hays

Location: Worcester, United Kingdom

Job Category: Other

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EU work permit required:

Yes

Job Views:

3

Posted:

10.06.2025

Expiry Date:

25.07.2025

Job Description:

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations to ultimately head a function. The firm partners with external managers, and working knowledge of product and distribution matters is a distinct advantage, particularly around UCITS and Evergreen funds. Exposure to private markets funds is preferred, but those whose experience centres on liquid assets will also be considered.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&C's, Privacy Policy, and Disclaimers which can be found at hays.co.uk.