Senior Compliance Manager - FCA Advisory Lead (6-Month)

Ascot Lloyd; Reading; Hybrid; GBP 70,000 - 90,000; Full time

Job summary

A growing national business is seeking a Senior Compliance Manager to join their team on a 6-month fixed-term contract in Reading. The ideal candidate will have at least 10 years of experience in compliance and strong knowledge of the FCA Handbook. This role involves providing compliance advisory support, managing incidents, and ensuring regulatory adherence. This opportunity requires excellent communication skills and proficiency in MS Office tools.

Qualifications

• Minimum 10 years' experience in compliance, ideally within wealth management.
• Strong knowledge of FCA Handbook (COBS, SYSC, DISP).
• Proven ability to solve complex compliance issues.

Responsibilities

• Provide compliance advisory support to financial planning and investment management teams.
• Draft and maintain compliance policies aligned with FCA requirements.
• Support acquisition projects to ensure compliance representation.

Skills

Compliance advisory support

Knowledge of FCA Handbook

Strong communication skills

Relationship-building

Attention to detail

Tools

MS Word

Outlook

PowerPoint

Excel

Job description

A growing national business is seeking a Senior Compliance Manager to join their team on a 6-month fixed-term contract in Reading. The ideal candidate will have at least 10 years of experience in compliance and strong knowledge of the FCA Handbook. This role involves providing compliance advisory support, managing incidents, and ensuring regulatory adherence. This opportunity requires excellent communication skills and proficiency in MS Office tools.