Senior Compliance Manager - Compliance Monitoring and Reporting

Aviva; Norwich; Hybrid; GBP 70,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Manager to join their new Compliance Monitoring and Reporting team. This pivotal role involves assessing compliance programs, developing new monitoring standards, and producing insightful reports for senior stakeholders. The ideal candidate will have extensive experience in the financial services sector, particularly in compliance and conduct risk. With a commitment to fostering a collaborative environment, this role offers the chance to make a significant impact on regulatory compliance and customer outcomes. Join a forward-thinking organization that values your contributions and invests in your professional growth.

Benefits

Bonus opportunity up to 12%

Generous pension scheme

29 days holiday plus bank holidays

Up to 40% discount on Aviva products

Free Aviva shares through Matching Share Plan

Paid volunteering days

Flexible benefits including sustainability options

Wellbeing support and tools

Qualifications

• Experienced in financial services with a focus on compliance and conduct.
• Proven track record of drafting reports for senior stakeholders.

Responsibilities

• Assess effectiveness of compliance programs and produce insightful reports.
• Support the development of monitoring standards using data and technology.

Skills

Compliance and Conduct Risk

Assurance and Investigative Work

Data Analysis

Communication Skills

Relationship Building

Job description

Senior Compliance Manager - Monitoring and Reporting – Salary circa £70,000

We have an exciting opportunity for a senior compliance professional to join our newly established Group Compliance Monitoring and Reporting team! This is a fantastic role for a proactive team player with extensive experience working in an FCA regulated environment in a compliance / conduct risk position. If that sounds like you, we would love to hear from you!

A bit about the job:

You will report to and support the Head of Group Compliance and Conduct Monitoring and Reporting and Group Compliance and Conduct Director such that the function operates effectively, adds value and makes a valued and trusted contribution across the organisation.

You will be responsible for supporting the successful establishment and operating of the newly created Group Compliance Monitoring and Reporting team within Group Compliance and Conduct.

As part of the role you will:

1. Assess the effectiveness of 1st line compliance programs, performing targeted, risk-based monitoring reviews across group functions and producing insightful reports which support the optimisation of controls and delivery of good customer outcomes.
2. Support the development of monitoring standards and new ways of working, including use of data and technology, which brings benefits to Markets and Group Functions.
3. Actively support the production of insightful Regulatory Compliance and Conduct reports for the Group Board Risk Committee and Group Customer and Sustainability Committee, and prepare any other reports required for Group Regulatory Compliance and Conduct.
4. Develop and maintain relationships with key stakeholders, to ensure effective collaboration on regulatory compliance and conduct matters. Also, as required, develop and deliver training to employees on these matters.
5. Support Solvency II compliance reviews, if required.

Skills and experience we’re looking for:

1. Experienced Financial Services professional, with direct experience working in / with Conduct and Compliance teams.
2. Curiosity and experience in developing methodologies and frameworks.
3. A successful record of performing assurance and / or investigative work as part of a team and drafting meaningful, insightful reports for senior stakeholders.
4. Experienced in (or curiosity and willingness to learn about) using data to inform and better target our work.
5. Strong communication (verbal and written), and relationship building skills with the ability to influence decision making.

What you’ll get for this role:

Our purpose - with you today, for a better tomorrow – is a promise we make to our colleagues too. And one of the ways we live up to that promise is by investing in you. We have so much to offer when it comes to being an Aviva colleague.

• Salary circa £70,000 (depending on location, skills, experience, and qualifications)
• Bonus opportunity - 12% of annual salary Actual amount depends on your performance and Aviva’s.
• Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in.
• 29 days holiday plus bank holidays, and you can choose to buy or sell up to 5 days
• Make your money go further - Up to 40% discount on Aviva products, and other retailer discounts
• Up to £1,200 of free Aviva shares per year through our Matching Share Plan and share in the success of Aviva with our Save As You Earn scheme
• Brilliantly supportive policies including parental and carer’s leave
• Flexible benefits to suit you, including sustainability options such as cycle to work
• Make a difference, be part of our Aviva Communities and use your 3 paid volunteering days to help others
• We take your wellbeing seriously with lots of support and tools

Aviva is for everyone:

We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares.

We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working – spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look here

We interview every disabled applicant who meets the minimum criteria for the job. Once you’ve applied, please send us an email stating that you have a disclosed disability, and we’ll interview you.

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