Senior Compliance Manager

JR United Kingdom; Sheffield; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

Une entreprise de conseil financier en pleine croissance recherche un Senior Compliance Manager à Sheffield. Ce rôle inclut la gestion des opérations de conformité, le reporting stratégique et une forte autonomie. Le candidat idéal possède une expérience approfondie dans le domaine IFA et est capable de travailler de manière indépendante tout en voyageant pour des réunions mensuelles.

Qualifications

• Niveau 4 en conformité ou équivalent requis.
• Expérience significative en environnement IFA/gestion de patrimoine.
• Connaissance des exigences FCA à jour.

Responsibilities

• Gérer les opérations de conformité au quotidien.
• Assurer la conformité des conseils et la révision des dossiers.
• Réaliser des rapports trimestriels et des mises à jour stratégiques.

Skills

Compliance experience

FCA requirements knowledge

Report writing

Proactive organization

Commercial awareness

Education

Level 4 Qualified, DipPFS/DipFA or equivalent

Job description

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Senior Compliance Manager, sheffield, south yorkshire

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Client:

BWD Search & Selection

Location:

sheffield, south yorkshire, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Senior Compliance Manager – Remote | Growing IFA | No.2 to SMF16/17

Monthly travel to head office (South).

Here’s one for the experienced IFA Compliance professionals who want to make a real impact.

This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable.

You will:

• Be the right hand to the SMF16/17, who is focused on driving the firm’s M&A activity.
• Take the lead on the day-to-day compliance operations
• Ensuring the advice is suitable, files are reviewed, systems are running smoothly, and standards remain high as the business scales.
• Comfortable with T&C oversight, MI reporting, policies, financial promotions... all part of your toolkit. But more than that, you’ll be proactive, organised
• Work independently quarterly reporting and strategic updates.

You'll bring:

• Level 4 Qualified, DipPFS/DipFA or equiv.
• Strong compliance experience within an IFA/wealth management environment
• Up-to-date knowledge of FCA requirements and advice standards
• Experience writing compliance reports and interpreting MI
• Confident, approachable, and commercially aware
• Able to work remotely and manage your own schedule
• Monthly travel for team meetings.

This is a brilliant chance to step into a broad, visible role in a growing business. Someone who enjoys autonomy, has influence, and can be trusted to run with things without being micromanaged.

? If you're interested, drop me a message or apply directly. Let’s chat about what you’re looking for next.