Senior Compliance Manager

JR United Kingdom; Preston; Remote; GBP 55,000 - 75,000; Full time

Job summary

A growing IFA business in Preston is seeking a Senior Compliance Manager to take the lead on compliance operations. This remote role involves monthly travel and the opportunity to make significant impact within the company. Ideal for candidates who are autonomous, experienced, and skilled in compliance reporting towards FCA standards.

Qualifications

• Strong compliance experience in an IFA/wealth management environment.
• Up-to-date knowledge of FCA requirements and advice standards.
• Experience writing compliance reports.

Responsibilities

• Lead day-to-day compliance operations.
• Ensure high standards as the business scales.
• Provide quarterly reporting and strategic updates.

Skills

Compliance经验

Financial promotions knowledge

MI reporting

Self-management

Education

Level 4 Qualified, DipPFS/DipFA or equivalent

Job description

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Senior Compliance Manager, preston, lancashire

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Client:

BWD Search & Selection

Location:

preston, lancashire, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Senior Compliance Manager – Remote | Growing IFA | No.2 to SMF16/17

Monthly travel to head office (South).

Here’s one for the experienced IFA Compliance professionals who want to make a real impact.

This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable.

You will:

• Be the right hand to the SMF16/17, who is focused on driving the firm’s M&A activity.
• Take the lead on the day-to-day compliance operations
• Ensuring the advice is suitable, files are reviewed, systems are running smoothly, and standards remain high as the business scales.
• Comfortable with T&C oversight, MI reporting, policies, financial promotions... all part of your toolkit. But more than that, you’ll be proactive, organised
• Work independently quarterly reporting and strategic updates.

You'll bring:

• Level 4 Qualified, DipPFS/DipFA or equiv.
• Strong compliance experience within an IFA/wealth management environment
• Up-to-date knowledge of FCA requirements and advice standards
• Experience writing compliance reports and interpreting MI
• Confident, approachable, and commercially aware
• Able to work remotely and manage your own schedule
• Monthly travel for team meetings.

This is a brilliant chance to step into a broad, visible role in a growing business. Someone who enjoys autonomy, has influence, and can be trusted to run with things without being micromanaged.

? If you're interested, drop me a message or apply directly. Let’s chat about what you’re looking for next.