Senior Compliance Manager

JR United Kingdom; Oxford; Remote; GBP 50,000 - 80,000; Full time

Job summary

A growing IFA firm seeks a Senior Compliance Manager to oversee compliance operations and support M&A activities. The ideal candidate will have strong IFA compliance experience and FCA knowledge, capable of working autonomously with monthly travel to the head office. This role offers an opportunity to make an impactful contribution in a dynamic environment.

Qualifications

• Qualified in DipPFS/DipFA or equivalent.
• Strong compliance experience in IFA/wealth management.
• Confident and approachable with commercial awareness.

Responsibilities

• Support SMF16/17, focusing on M&A activities.
• Lead daily compliance operations.
• Ensure advice suitability and high standards as the business expands.

Skills

Compliance Experience

FCA Knowledge

Reporting

Management Skills

Organizational Skills

Education

Level 4 Qualified, DipPFS/DipFA or equivalent

Job description

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Senior Compliance Manager, Oxford District

Client: BWD Search & Selection

Location: Oxford District, United Kingdom

Job Category: Other

EU work permit required: Yes

Job Views: 3

Posted: 31.05.2025

Expiry Date: 15.07.2025

Job Description:

Senior Compliance Manager – Remote | Growing IFA | No.2 to SMF16/17

Monthly travel to head office (South).

This role is suited for experienced IFA Compliance professionals looking to make a significant impact.

This is a newly created Senior Compliance Manager position within a growing, sustainable IFA business.

Responsibilities include:

• Supporting the SMF16/17, focusing on M&A activities.
• Leading daily compliance operations.
• Ensuring advice suitability, file reviews, system efficiency, and high standards as the business expands.
• Managing T&C oversight, MI reporting, policies, and financial promotions with a proactive and organized approach.
• Providing quarterly reports and strategic updates independently.

Candidate requirements:

• Level 4 Qualified, DipPFS/DipFA or equivalent.
• Strong compliance experience in IFA/wealth management.
• Up-to-date FCA knowledge and advice standards.
• Experience in compliance reporting and MI interpretation.
• Confident, approachable, and commercially aware.
• Ability to work remotely and manage own schedule.
• Monthly travel for team meetings.

This role offers visibility in a growing business for autonomous individuals who enjoy influence and trust to manage responsibilities independently.

If interested, please message or apply directly to discuss your next opportunity.