Senior Compliance Manager

JR United Kingdom; Milton Keynes; Remote; GBP 60,000 - 80,000; Full time

Job summary

A leading IFA firm is seeking an experienced Senior Compliance Manager to oversee compliance operations and support M&A activities. This fully remote position allows for autonomy and offers monthly travel for team meetings. Ideal candidates will have strong IFA compliance experience, be proactive, organised, and committed to maintaining high standards.

Qualifications

• Level 4 Qualified, DipPFS/DipFA or equivalent.
• Strong compliance experience in an IFA/wealth management environment.
• Up-to-date knowledge of FCA requirements and advice standards.

Responsibilities

• Lead day-to-day compliance operations, ensuring files are reviewed and standards are high.
• Work independently on quarterly reporting and strategic updates.
• Take the right hand to SMF16/17 focused on M&A activity.

Skills

Compliance experience

FCA requirements knowledge

Report writing

MI interpretation

Organisational skills

Education

Level 4 Qualified, DipPFS/DipFA or equivalent

Job description

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Client:

BWD Search & Selection

Location:

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Senior Compliance Manager – Remote | Growing IFA | No.2 to SMF16/17

Monthly travel to head office (South).

Here’s one for the experienced IFA Compliance professionals who want to make a real impact.

This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable.

You will:

• Be the right hand to the SMF16/17, who is focused on driving the firm’s M&A activity.
• Take the lead on the day-to-day compliance operations
• Ensuring the advice is suitable, files are reviewed, systems are running smoothly, and standards remain high as the business scales.
• Comfortable with T&C oversight, MI reporting, policies, financial promotions... all part of your toolkit. But more than that, you’ll be proactive, organised
• Work independently quarterly reporting and strategic updates.

You'll bring:

• Level 4 Qualified, DipPFS/DipFA or equiv.
• Strong compliance experience within an IFA/wealth management environment
• Up-to-date knowledge of FCA requirements and advice standards
• Experience writing compliance reports and interpreting MI
• Confident, approachable, and commercially aware
• Able to work remotely and manage your own schedule
• Monthly travel for team meetings.

This is a brilliant chance to step into a broad, visible role in a growing business. Someone who enjoys autonomy, has influence, and can be trusted to run with things without being micromanaged.

? If you're interested, drop me a message or apply directly. Let’s chat about what you’re looking for next.