Senior Compliance Controls Testing Specialist (Banking)

Railway Corp; United Kingdom; On-site; GBP 111,000 - 126,000; Full time

Job summary

reputed company, a longstanding bank, seeks a Compliance Controls Testing Analyst to bolster its Compliance Department. You will perform evaluations of internal controls, monitor activities, and prepare concise workpapers to ensure regulatory alignment.

The role requires strong communication with senior leadership, test plan design, and collaboration across departments while keeping up to date with applicable laws and regulatory guidance.

Qualifications

• Bachelor’s degree required in a relevant field or equivalent.
• 7+ years of experience in retail compliance or consumer protection.
• Proficient in Microsoft Office with strong written and verbal communication.
• Excellent communication and stakeholder interaction abilities.

Responsibilities

• Execute compliance testing reviews to verify regulatory compliance.
• Review policies and procedures for alignment with regulations.
• Design and document tests of controls; record testing results clearly.
• Prepare reports for Compliance Management and stakeholders.
• Monitor issues and ensure remediation plans are followed.

Skills

Excellent communication

Interpersonal skills

Office proficiency

Travel readiness

Education

Bachelor’s degree

Tools

Microsoft Office

Job description

reputed company, a longstanding bank, seeks a Compliance Controls Testing Analyst to bolster its Compliance Department. You will perform evaluations of internal controls, monitor activities, and prepare concise workpapers to ensure regulatory alignment.

The role requires strong communication with senior leadership, test plan design, and collaboration across departments while keeping up to date with applicable laws and regulatory guidance.