Senior Compliance Consultant

JR United Kingdom; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Consultant to join their dynamic team in London. This role offers the opportunity to provide regulatory advice, manage projects, and deliver training within a leading compliance consultancy. With a focus on capital markets, you will play a pivotal role in ensuring compliance with regulations while working in a hybrid environment. If you have a strong background in regulatory frameworks and are passionate about guiding clients through complex compliance challenges, this is the perfect opportunity for you to make a significant impact.

Qualifications

• Minimum of 4 years' experience in compliance consulting.
• Strong knowledge of capital markets and regulatory frameworks.

Responsibilities

• Provide regulatory advice on capital markets issues.
• Conduct regulatory reviews and manage projects.
• Prepare and deliver regulatory training.

Skills

Regulatory Advice

Project Management

Capital Markets Knowledge

FCA Handbook Familiarity

Transaction Reporting

Job description

Senior Compliance Consultant, London (City of London)

Client:

Leading Compliance consultancy

Location:

London (City of London), United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

3

Posted:

05.05.2025

Expiry Date:

19.06.2025

Job Description:

Our client is a leading Compliance consultancy offering a wide range of regulatory solutions to a diverse client base. They seek an experienced generalist to provide regulatory advice, manage projects, and deliver training. The role offers hybrid working arrangements.

Duties & Responsibilities as a Senior Compliance Consultant:

1. Providing regulatory advice and guidance on capital markets issues
2. Conducting and leading regulatory reviews
3. Preparing and delivering regulatory training
4. Drafting policies and procedures
5. Managing regulatory projects within set timeframes
6. Staying updated on regulatory developments and assessing their commercial impact

Key Requirements as a Senior Compliance Consultant:

Minimum of 4 years' experience, preferably with strong capital markets knowledge. Familiarity with the FCA Handbook including EMIR, MAR, CASS, and MiFID II is essential. Experience with transaction reporting is advantageous.