Senior Compliance Consultant

IQ-EQ; London; Hybrid; GBP 50,000 - 90,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Consultant to lead compliance initiatives and mentor junior staff. In this pivotal role, you will provide expert regulatory advice, conduct assessments, and draft essential compliance documentation. With a hybrid work model and a supportive team environment, this position offers a unique opportunity to enhance your career while contributing to a diverse and innovative organization. If you're detail-oriented and thrive in a dynamic setting, this role is perfect for you.

Benefits

Pension Scheme

Life Insurance

Income Protection

Growth Opportunities

Qualifications

• 4+ years of experience in financial services, focusing on compliance.
• Practical knowledge of FCA regulations and compliance solutions.

Responsibilities

• Conduct compliance assessments and draft regulatory documentation.
• Build and manage strong client relationships while mentoring juniors.

Skills

Compliance Consulting

FCA Regulations

Client Relationship Management

Regulatory Documentation

Mentoring

Job description

Company Description

IQ-EQ is a leading Investor Services group that combines global expertise with a strong focus on client service delivery. We support fund managers, global companies, family offices, and private clients worldwide.

Job Description

As a Senior Compliance Consultant, you will be the primary expert for your clients, building strong relationships and leading projects such as AML initiatives, regulatory changes, and compliance reviews. You will also mentor junior colleagues, supporting their professional growth.

Your daily responsibilities include conducting compliance assessments, drafting and reviewing policies, and preparing reports to ensure regulatory compliance. You will serve as the main contact for a portfolio of firms, providing high-quality compliance support and addressing feedback to maintain client satisfaction and compliance.

What You'll Do –

1. Provide timely and relevant regulatory advice and solutions.
2. Inform clients about regulatory changes and their impact on business operations.
3. Draft compliance manuals and documentation for clients.
4. Establish policies, procedures, and working documentation tailored to client needs.
5. Develop risk-based monitoring programs in collaboration with clients.
6. Conduct onsite compliance monitoring visits and prepare associated reports and working papers.
7. Participate in designing and delivering training courses.
8. Build, manage, and develop strong client relationships.
9. Oversee and review the work of project team members to ensure compliance program delivery.
10. Contribute to enhancing technical knowledge and compliance infrastructure relevant to clients.
11. Perform comprehensive reviews for complex clients.
12. Support projects and internal initiatives, including industry publication contributions, sales support, and research.
13. Mentor and provide feedback to junior colleagues.

What You’ll Bring –

1. At least 4 years of experience in financial services, preferably in compliance consulting or within a regulated firm.
2. Practical knowledge of FCA regulations, especially for AIFMs and MIFIDPRU investment firms.
3. Strong familiarity with the FCA handbook and the ability to implement regulatory solutions.
4. Excellent communication skills, both oral and written, with a talent for managing client relationships.
5. Experience in identifying opportunities and mentoring junior colleagues.

Why Join Us?

• Hybrid work model - office attendance 2 days a week.
• Supportive, team-oriented environment with growth opportunities.
• Benefits including pension scheme, life insurance, income protection, and more.

If you are detail-oriented and thrive in a fast-paced environment, we would love to hear from you!

At IQ-EQ, we value expertise, collaboration, and innovation. Join us to be part of something bigger.

Additional Information

We promote an inclusive and diverse environment to support your career goals. We emphasize continuous learning and holistic development, offering opportunities across our service lines and international offices.