Senior Compliance Consultant

IQ-EQ; London; Hybrid; GBP 50,000 - 80,000; Full time

Job summary

A leading Investor Services group is seeking a Senior Compliance Consultant in London. In this role, you will provide expert regulatory advice, manage client relationships, and mentor junior staff while ensuring compliance with FCA regulations. Join a dynamic team that values collaboration and continuous learning.

Benefits

Pension scheme

Life cover

Income protection

Hybrid flexibility

Opportunities for growth

Qualifications

• 4+ years of financial services experience in compliance consulting or regulated firms.
• Practical understanding of FCA regulations, especially for AIFMs and MIFIDPRU.
• Strong knowledge of the FCA handbook.

Responsibilities

• Conduct compliance assessments and draft policies.
• Provide regulatory advice and solutions to clients.
• Mentor junior colleagues and manage client relationships.

Skills

Communication

Client Relationship Management

Regulatory Knowledge

Mentoring

Job description

2 weeks ago Be among the first 25 applicants

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices, and private clients operating worldwide.

Job Description

As a Senior Compliance Consultant, you'll be the go-to expert for your clients, building strong relationships and leading various projects like AML initiatives, regulatory changes, and compliance reviews. You'll also mentor junior colleagues, helping them grow in their roles.

Your day-to-day will involve conducting compliance assessments, drafting and reviewing policies, and preparing reports to ensure everything meets regulatory standards. You'll be the first point of contact for a portfolio of firms, providing top-notch compliance support and addressing any feedback to keep your clients happy and compliant.

What You'll Do

• Provide responsive and relevant regulatory advice and solutions.
• Update clients on regulatory changes and how it impacts their business.
• Draft manuals and other compliance documentation for clients.
• Set up relevant policies, procedures, and working documentation for clients.
• Work with clients to devise bespoke risk-based monitoring programmes.
• Carry out regular compliance monitoring visits onsite with clients and subsequently write up working papers and compliance monitoring reports.
• Involvement in designing/running training courses.
• Build, manage, and develop client relationships.
• Deliver all aspects of compliance program, including overseeing and reviewing the work of project team members.
• Actively contribute to building technical knowledge and compliance infrastructure on compliance matters relevant to clients.
• Perform a broad scope of work during reviews of largest and most complex clients.
• Identify, manage, and/or support projects and internal initiatives (e.g., draft articles for industry publications, participate in sales, conduct or oversee research).
• Support and provide feedback to junior colleagues.

Qualifications

What You’ll Bring

• 4+ years of financial services experience, preferably in compliance consulting or in-house at a regulated firm.
• Practical understanding of FCA regulations, especially for AIFMs and MIFIDPRU investment firms.
• Strong knowledge of the FCA handbook and ability to implement regulatory solutions.
• Excellent oral and written communication skills, with ability to build and manage client relationships.
• Experience in identifying opportunities and mentoring junior colleagues.

Why Join Us?

• Hybrid flexibility - work from office 2 days a week.
• A supportive, team-driven environment with opportunities to grow.
• Benefits such as Pension scheme, life cover, income protection, and many more.

If you're detail-oriented and thrive in a fast-paced setting, we'd love to hear from you!

At IQ-EQ, we thrive on expertise, collaboration, and innovation. This isn't just a job - it's an opportunity to be a part of something bigger.

Additional Information

At IQ-EQ, we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.