Senior Compliance Associate

Michael Page (UK); Norwich; Remote; GBP 45,000 - 65,000; Full time

Job summary

A leading global firm is seeking a Senior Compliance Associate to join their growing UK Compliance team. The role involves ensuring adherence to financial regulations, conducting audits, and collaborating with the Risk & Compliance team. This position promises opportunities for personal development and exposure to various compliance challenges, supporting a proactive approach to risk management.

Benefits

Competitive salary based on experience

Remote working

Comprehensive pension and health benefits

Career development opportunities

Qualifications

• Background in compliance, preferably within financial services.
• Experience in audits and compliance reports.
• Proficient in regulatory requirements.

Responsibilities

• Ensure compliance with regulatory frameworks and internal policies.
• Conduct regular audits to identify improvement areas.
• Prepare and submit regulatory filings and reports.

Skills

Analytical skills

Problem-solving skills

Communication

Risk identification

Education

Relevant professional qualifications in compliance or risk management

Job description

• Growing Compliance team
• A generalist role with exciting opportunities for growth and development

About Our Client

My client are a well established Global firm who are growing their UK presence.

Job Description

• Ensure compliance with regulatory frameworks and internal policies within the financial services sector.
• Monitor and report on risk-related issues in collaboration with the Risk & Compliance team.
• Develop and implement compliance policies and procedures to align with industry standards.
• Conduct regular audits to identify potential areas for improvement in processes and controls.
• Provide guidance and training on compliance matters to internal teams.
• Prepare and submit regulatory filings and reports as required by governing bodies.
• Support senior management with risk assessment and mitigation strategies.
• Keep up to date with changes in financial regulations and ensure timely adjustments to policies.

The Successful Applicant

A successful Senior Compliance Associate should have:

• A background in compliance, preferably within the financial services industry.
• Proficiency in understanding and applying regulatory requirements.
• Experience in conducting audits and preparing compliance reports.
• Excellent analytical and problem-solving skills.
• The ability to communicate complex regulatory concepts clearly to diverse audiences.
• A proactive approach to identifying and mitigating risks.
• Relevant professional qualifications in compliance or risk management.

What's on Offer

• A competitive salary based on experience
• Remote working
• Comprehensive pension and health benefits to support your well-being.
• Opportunities to work in a professional, structured, and well-regarded organization in London.
• Exposure to a variety of compliance challenges within the financial services industry.
• Potential for career development and growth in the Risk & Compliance department.