Senior Compliance Associate - Michael Page

Jobs via eFinancialCareers; Norwich; Remote; GBP 50,000 - 70,000; Full time

Job summary

A leading global firm is seeking a Senior Compliance Associate to strengthen their UK operations. The role involves ensuring compliance with financial regulations, conducting audits, and providing training on compliance matters. Candidates should possess relevant qualifications and a proactive approach to risk management.

Benefits

Competitive salary based on experience

Remote working

Comprehensive pension and health benefits

Career development opportunities

Qualifications

• Background in compliance, preferably within financial services.
• Experience in audits and compliance reporting.
• Ability to communicate complex concepts clearly.

Responsibilities

• Ensure compliance with regulatory frameworks and internal policies.
• Monitor and report on risk-related issues.
• Develop and implement compliance policies.

Skills

Regulatory compliance

Risk assessment

Analytical skills

Communication

Problem-solving

Education

Relevant professional qualifications in compliance or risk management

Job description

Senior Compliance Associate - Michael Page

Join to apply for the Senior Compliance Associate - Michael Page role at Jobs via eFinancialCareers

Senior Compliance Associate - Michael Page

Join to apply for the Senior Compliance Associate - Michael Page role at Jobs via eFinancialCareers

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My client are a well established Global firm who are growing their UK presence.

Description

• Ensure compliance with regulatory frameworks and internal policies within the financial services sector.
• Monitor and report on risk-related issues in collaboration with the Risk & Compliance team.
• Develop and implement compliance policies and procedures to align with industry standards.
• Conduct regular audits to identify potential areas for improvement in processes and controls.
• Provide guidance and training on compliance matters to internal teams.
• Prepare and submit regulatory filings and reports as required by governing bodies.
• Support senior management with risk assessment and mitigation strategies.
• Keep up to date with changes in financial regulations and ensure timely adjustments to policies.
  
  
  

Profile

A successful Senior Compliance Associate should have:

• A background in compliance, preferably within the financial services industry.
• Proficiency in understanding and applying regulatory requirements.
• Experience in conducting audits and preparing compliance reports.
• Excellent analytical and problem-solving skills.
• The ability to communicate complex regulatory concepts clearly to diverse audiences.
• A proactive approach to identifying and mitigating risks.
• Relevant professional qualifications in compliance or risk management.
  
  
  

Job Offer

• A competitive salary based on experience
• Remote working
• Comprehensive pension and health benefits to support your well-being.
• Opportunities to work in a professional, structured, and well-regarded organization in London.
• Exposure to a variety of compliance challenges within the financial services industry.
• Potential for career development and growth in the Risk & Compliance department.
  
  
  

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

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