Senior Compliance Associate
Michael Page Norwich, United Kingdom Apply now Posted 4 days ago Remote Job Permanent Negotiable
This is an excellent opportunity for a Senior Compliance Associate to play a vital role within the Risk & Compliance department of a financial services organization. The position is based in either Norwich or remote contract and requires strong analytical skills and a solid understanding of compliance frameworks
My client are a well established Global firm who are growing their UK presence.
Description
- Ensure compliance with regulatory frameworks and internal policies within the financial services sector.
- Monitor and report on risk-related issues in collaboration with the Risk & Compliance team.
- Develop and implement compliance policies and procedures to align with industry standards.
- Conduct regular audits to identify potential areas for improvement in processes and controls.
- Provide guidance and training on compliance matters to internal teams.
- Prepare and submit regulatory filings and reports as required by governing bodies.
- Support senior management with risk assessment and mitigation strategies.
- Keep up to date with changes in financial regulations and ensure timely adjustments to policies.
Profile
A successful Senior Compliance Associate should have:
- A background in compliance, preferably within the financial services industry.
- Proficiency in understanding and applying regulatory requirements.
- Experience in conducting audits and preparing compliance reports.
- Excellent analytical and problem-solving skills.
- The ability to communicate complex regulatory concepts clearly to diverse audiences.
- A proactive approach to identifying and mitigating risks.
- Relevant professional qualifications in compliance or risk management.
Job Offer
- A competitive salary based on experience
- Comprehensive pension and health benefits to support your well-being.
- Opportunities to work in a professional, structured, and well-regarded organization in London.
- Exposure to a variety of compliance challenges within the financial services industry.
- Potential for career development and growth in the Risk & Compliance department.
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