Senior Compliance Advisor (Licencing, New product development)

Compliance Professionals; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Senior Compliance Advisor to join their growing team. In this pivotal role, you will provide compliance support for new license applications and advise on regulatory matters related to innovative products and services. You'll conduct thorough assessments of regulatory risks and ensure adherence to local and international standards. This hybrid position allows you to collaborate closely with legal and business development teams while staying informed on evolving regulations. If you have a strong background in compliance within the financial services sector and are passionate about regulatory affairs, this is an exciting opportunity to make a significant impact.

Qualifications

• Solid experience in compliance roles in financial services with a focus on licensing.
• In-depth knowledge of global financial regulations across multiple jurisdictions.

Responsibilities

• Provide compliance support for new license applications and regulatory matters.
• Conduct assessments of regulatory risks and recommend mitigation strategies.

Skills

Licensing advisory

Regulatory compliance

Risk assessment

Regulatory frameworks knowledge

Stakeholder management

Training and development

Education

Degree in Law, Finance, or related field

Job description

THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office per week.

THE RESPONSIBILITIES:

1. Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
2. Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
3. Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets. Identify compliance gaps and recommend mitigation strategies.
4. Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
5. Monitor changes in regulations, laws, and industry best practices across key jurisdictions. Provide regular updates and insights to senior management and relevant stakeholders.
6. Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
7. Lead compliance training sessions for internal teams on regulatory requirements and best practices.
8. Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.

EXPERIENCE REQUIRED:

1. Must have Licencing advisory, New product development experience
2. Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
3. In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
4. Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
5. Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.

For further information please contact Hannah Tabatabai