Senior Compliance Advisor: Front Office Anti-Corruption

Avenell Search Ltd; Greater London; On-site; GBP 110,000 - 170,000; Full time

Job summary

A leading investment firm in Greater London seeks a Senior Compliance Manager specializing in Anti-Corruption within financial transactions. This role involves advising front office teams, reviewing trading activities, and ensuring compliance with evolving regulations. The ideal candidate will have proven experience in a compliance advisory position within investment management and a deep understanding of UK regulatory frameworks. This position is full-time at the mid-senior level, offering a dynamic environment for a compliance professional.

Qualifications

• Proven experience in a Compliance Advisory role within asset management.
• Strong working knowledge of UK regulatory requirements and FCA expectations.
• Ability to effectively communicate and challenge stakeholders.

Responsibilities

• Act as a trusted compliance adviser to the front office.
• Review trading activity and advise on regulatory matters.
• Support implementation of new regulations.
• Enhance compliance policies and procedures.
• Collaborate on cross-functional matters.
• Assist with regulatory interactions and filings.
• Provide compliance input into projects and strategic developments.
• Deliver training to promote a strong compliance culture.

Skills

Compliance Advisory experience

Knowledge of AIFMD and MiFID II

UK regulatory framework expertise

Solutions-focused advisory

Regulatory rigour with commercial awareness

Strong communication skills

Job description

A leading investment firm in Greater London seeks a Senior Compliance Manager specializing in Anti-Corruption within financial transactions. This role involves advising front office teams, reviewing trading activities, and ensuring compliance with evolving regulations. The ideal candidate will have proven experience in a compliance advisory position within investment management and a deep understanding of UK regulatory frameworks. This position is full-time at the mid-senior level, offering a dynamic environment for a compliance professional.