Risk Compliance Officer

AJ FOX COMPLIANCE; Royal Leamington Spa; On-site; GBP 41,000 - 47,000; Full time

Job summary

AJ FOX COMPLIANCE is seeking a Risk & Compliance Officer to ensure regulatory compliance and support internal audits. Candidates should have at least two years of experience in a legal setting. You will conduct audits, recommend policy improvements, and work closely with colleagues across all levels. This role offers an excellent opportunity in a supportive environment.

Qualifications

• Minimum two years’ experience in a legal environment.
• Experience in compliance responsibilities.

Responsibilities

• Conduct audits of policies and procedures.
• Report findings and recommend improvements.
• Manage compliance records and audits.

Skills

Attention to detail

Written communication

Job description

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This range is provided by AJ FOX COMPLIANCE. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from AJ FOX COMPLIANCE

If you work in law firm Risk & Compliance I would love to speak with you! [e-mail]

We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. In this role, you’ll play a key part in ensuring the firm’s ongoing regulatory compliance, promoting best practice across departments, and supporting internal audit and risk management processes.

The firm is seeking an experienced compliance professional with a minimum of two years’ experience in a legal environment. This is a great opportunity for someone looking to take ownership of a varied compliance workload in a supportive and professional setting.

Some of the responsibilities will include:

• Conducting audits of policies, procedures and case files across all offices
• Reporting findings and recommending improvements to senior stakeholders
• Managing and maintaining compliance records
• Leading Lexcel, CQS and AML audits and preparing for external assessments
• Liaising with fee earners on risk, conflict, AML and SAR matters
• Supporting new starters with induction training and ongoing compliance education
• Keeping internal documentation current, consistent and accessible
• Monitoring updates to regulatory standards and applying them across the business

They are looking for someone with strong attention to detail, excellent written communication, and the confidence to work closely with colleagues across all levels of the firm.

If you’re ready to step into a role with real impact and long-term opportunity, we’d love to hear from you. Apply now to discuss this position in more detail.

Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.

Ref: 1165

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

• Industries

  Legal Services and Law Practice

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