Remote Firm Compliance Partner — Regulatory Oversight

Quilter plc; England; Remote; GBP 80,000 - 100,000; Full time

Benefits offered by this job

Holiday 26 days

Pension scheme

Private medical insurance

Life assurance

Income protection

Flexible benefits

Job summary

Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning. This home-based role delivers regulatory oversight for a varied portfolio of appointed representative firms, performing governance assessments and attestation reviews to support client outcomes.

You will build relationships with Firm Principals, challenge risks where needed, plan actions with timelines, and contribute to onboarding decisions for new firms, with occasional

Qualifications

• Experience in regulatory compliance roles within financial services.
• Strong analytical skills and ability to challenge operational risk.
• QCF Level 4 or equivalent; Compliance & Risk qualification essential.

Responsibilities

• Provide end-to-end regulatory oversight for appointed representative firms.
• Plan and complete governance assessments and attestations.
• Support onboarding decisions and issue action plans with approved timescales.

Skills

Regulatory compliance

Stakeholder management

Analytical thinking

Questioning

Education

QCF Level 4 or equivalent

Compliance & Risk qualification

Job description

Quilter plc, a leading wealth management business, is seeking a Firm Compliance Partner within Quilter Financial Planning. This home-based role delivers regulatory oversight for a varied portfolio of appointed representative firms, performing governance assessments and attestation reviews to support client outcomes.

You will build relationships with Firm Principals, challenge risks where needed, plan actions with timelines, and contribute to onboarding decisions for new firms, with occasional