Regulatory Compliance & Policy Advisor

Gateley; Birmingham; On-site; GBP 45,000 - 65,000; Full time

Benefits offered by this job

Annual bonus

My Flex rewards program

Cycle to work

Health care

Group personal pension

Season ticket loan

Job summary

Gateley is seeking a Compliance Officer to join our Professional Regulation and Standards team in the UK. You will promote regulatory compliance, support colleagues, and maintain registers while advancing a culture of integrity across the business.

You’ll work with the Director of Professional Regulation and Standards, handling policy development, regulatory updates, and risk-based guidance to ensure adherence to SRA, IPReg, and other regulators.

Qualifications

• Excellent oral and written communication with clear, concise reports.
• Strong interpersonal skills to engage colleagues at all levels.
• Organisational ability to manage priorities with accuracy.
• Analytical and problem-solving mindset with sound judgement.
• Proficient IT skills and Microsoft Office applications.
• Knowledge of legal/regulatory requirements for professional services.

Responsibilities

• Develop, review and maintain policies and procedures to stay effective.
• Provide practical compliance guidance across the business.
• Support identification and management of regulatory issues and conflicts of interest.
• Assist with client onboarding queries with Business Acceptance and stakeholders.
• Support regulatory reporting, investigations, and approvals as needed.
• Maintain regulatory registers and conduct compliance monitoring.
• Prepare internal compliance bulletins and regulatory updates.
• Develop understanding of SRA, IPReg, and other regulators’ obligations.
• Maintain confidentiality and information security standards.

Skills

Communication

Interpersonal skills

Organization

Analytical thinking

IT skills

Regulatory knowledge

Professional services experience

iManage/Intapp/3E

Initiative

Tools

iManage

Intapp

3E

Job description

Gateley is seeking a Compliance Officer to join our Professional Regulation and Standards team in the UK. You will promote regulatory compliance, support colleagues, and maintain registers while advancing a culture of integrity across the business.

You’ll work with the Director of Professional Regulation and Standards, handling policy development, regulatory updates, and risk-based guidance to ensure adherence to SRA, IPReg, and other regulators.