Regulatory Compliance Analyst – Commodities Trading

OTC Europe LLP; Greater London; On-site; GBP 35,000 - 52,000; Full time

Job summary

OTC Europe LLP in London seeks a Compliance Associate to support regulatory monitoring and trade oversight. You will contribute to monitoring trades, audits, and communications while assisting with certification and regulatory inquiries.

The role requires familiarity with FCA rules and commodity derivatives, along with strong written and verbal communication and prioritization abilities. Training and ad hoc projects will be part of the responsibilities.

Qualifications

• 1 year of compliance experience in financial services, preferably in institutional brokerage.
• Understanding of commodity derivative products is advantageous.
• Knowledge of ICE and CME rules is beneficial.
• Strong written and verbal communication skills.

Responsibilities

• Carry out trade monitoring in coordination with Operations to support regulatory monitoring.
• Assist with review of late trade reports and follow-up actions.
• Monitor audit trails for trades and related communications.
• Assist with regulatory enquiries and information requests (ICE/CME).
• Support regulatory certification/registration processes under UK and US rules.

Skills

Compliance experience

Regulatory monitoring

FCA rules

Trade monitoring

Communication skills

Time management

Job description

OTC Europe LLP in London seeks a Compliance Associate to support regulatory monitoring and trade oversight. You will contribute to monitoring trades, audits, and communications while assisting with certification and regulatory inquiries.

The role requires familiarity with FCA rules and commodity derivatives, along with strong written and verbal communication and prioritization abilities. Training and ad hoc projects will be part of the responsibilities.