Regulatory Compliance Advisory - AVP

ZipRecruiter; London; Hybrid; GBP 60,000 - 100,000; Full time

Job summary

An established global bank is seeking an Assistant Vice President for its Compliance Advisory function in retail banking. This pivotal role involves leading compliance risk assessments, supporting regulatory initiatives, and providing expert guidance on FCA requirements. The ideal candidate will possess a strong background in regulatory compliance, excellent analytical skills, and the ability to influence stakeholders. Join a dynamic team that plays a crucial role in ensuring compliance and shaping the future of banking services. If you are proactive and detail-oriented, this opportunity is perfect for you.

Qualifications

• Experience in regulatory compliance advisory within retail or wholesale banking.
• Strong understanding of conduct risk and consumer protection rules.

Responsibilities

• Lead compliance risk assessments and internal controls.
• Provide regulatory guidance on payments and depositor protection.
• Design and report on compliance metrics and dashboards.

Skills

Regulatory Compliance Advisory

Consumer Duty

Conduct Risk

Analytical Skills

Communication Skills

Education

Professional qualifications in compliance

Job description

Job Description

Assistant Vice President – Regulatory Compliance Advisory - Wholesale & Retail Banking

• Location: London, UK
• Employment Type: Full-Time, Permanent
• 4 Days a Week in the office (1-day WFH).

Company Overview:

• An established Global Bank is looking to appoint an Assistant Vice President within its Compliance Advisory function covering the retail banking division of the bank.

What we are looking for:

• The successful candidate must have compliance advisory experience within the retail banking space. Experience in Consumer Duty is a massive plus.

Core Responsibilities:

• Lead the review and challenge of business-led compliance risk assessments and internal controls
• Support the development and implementation of Key Risk Indicators (KRIs) across relevant units
• Design, maintain and report on compliance metrics, dashboards, and heat maps
• Provide regulatory interpretation and practical guidance relating to payments, depositor protection (FSCS), and obligations under the PSR
• Monitor and evaluate upcoming regulatory developments.
• Draft, revise and embed policies and internal frameworks aligned to new regulatory expectations
• Act as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12, and FSCS
• Offer day-to-day guidance and regulatory support to operational teams and business leaders
• Represent the Compliance function at governance meetings and contribute to product and service development from a regulatory lens
• Contribute to the creation and rollout of compliance training and internal awareness sessions
• Assist with team oversight, project delivery, and regulatory reporting initiatives

Requirements:

• Regulatory Compliance Advisory Experience within the retail or wholesale banking space.
• Knowledge of Consumer Duty is a plus but not a requirement.
• Professional qualifications in compliance is a plus but not a requirement.
• Strong understanding of conduct risk, consumer protection rules, and regulatory change management
• Excellent analytical and communication skills with the ability to simplify complex issues
• Confident report writer with the ability to influence and build relationships at all levels
• A proactive, team-oriented mindset with a detail-focused approach to problem solving.